4//SEC Filing
Volk David J. 4
Accession 0001493152-23-037257
CIK 0001795815other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 8:32 PM ET
Size
7.1 KB
Accession
0001493152-23-037257
Insider Transaction Report
Form 4
Volk David J.
Director
Transactions
- Other
Common Stock
2023-10-12−726→ 261 total - Award
Common Stock
2023-10-12+726→ 2,347,176 total(indirect: see footnote 2)
Footnotes (2)
- [F1]2,178 restricted stock units ("RSUs"), each of which represents the right to receive one share of common stock of Southern California Bancorp ("Common Stock"), were issued to David Volk in his capacity as a member of the Board of Directors of Southern California Bancorp on January 18, 2023 and will become fully vested on January 03, 2024. 726 RSUs vested on July 3, 2023, all of which were transferred to Castle Creek Advisors IV ("Advisors IV") on October 12, 2023 and October 13, 2023.
- [F2]Includes 5,913 shares of Common Stock and 544 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.
Documents
Issuer
Southern California Bancorp \ CA
CIK 0001795815
Entity typeother
Related Parties
1- filerCIK 0001733127
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 8:32 PM ET
- Size
- 7.1 KB