4//SEC Filing
Rao Raghu 4
Accession 0001493152-23-038574
CIK 0001106838other
Filed
Oct 26, 8:00 PM ET
Accepted
Oct 27, 8:00 PM ET
Size
7.6 KB
Accession
0001493152-23-038574
Insider Transaction Report
Form 4
Rao Raghu
DirectorInterim CEO
Transactions
- Purchase
Common Stock
2023-10-27+15,625→ 16,813 total - Purchase
Warrant to Purchase Common Stock
2023-10-27+31,250→ 31,250 totalExercise: $1.60From: 2023-10-27Exp: 2028-10-27→ Common Stock (31,250 underlying)
Footnotes (3)
- [F1]Reporting Person purchased 15,625 shares of common stock and 31,250 warrants to purchase 31,250 shares of common stock pursuant to an underwritten public offering by the Issuer at $1.60 per share and accompanying two warrants. The offering closed on October 27, 2023.
- [F2]Includes unvested RSUs.
- [F3]All amounts reflect the 1:22 reverse stock split effective as of August 31, 2023.
Documents
Issuer
Sonnet BioTherapeutics Holdings, Inc.
CIK 0001106838
Entity typeother
Related Parties
1- filerCIK 0001806689
Filing Metadata
- Form type
- 4
- Filed
- Oct 26, 8:00 PM ET
- Accepted
- Oct 27, 8:00 PM ET
- Size
- 7.6 KB