Home/Filings/4/0001493152-23-038986
4//SEC Filing

Volk David J. 4

Accession 0001493152-23-038986

CIK 0001795815other

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 3:15 PM ET

Size

7.0 KB

Accession

0001493152-23-038986

Insider Transaction Report

Form 4
Period: 2023-10-31
Transactions
  • Other

    Common Stock

    2023-10-313,3602,343,816 total(indirect: see footnote 3)
  • Other

    Common Stock

    2023-10-31+367628 total
Footnotes (3)
  • [F1]367 shares of Common Stock were distributed by Castle Creek Capital Partners IV LP ("Advisors IV") to Mr. Volk, a managing principal of Castle Creek, on October 31, 2023.
  • [F2]3,360 shares of Common Stock were distributed by Advisors IV to its members on October 31, 2023.
  • [F3]Includes 2,553 shares of Common Stock and 544 RSUs held by Advisors IV and 2,340,719 shares of Common Stock held by Castle Creek Capital Partners VI LP. Mr. Volk, a managing principal of Castle Creek, disclaims beneficial ownership of such shares held by Advisors IV and Castle Creek Capital Partners VI LP, except to the extent of his pecuniary interest therein.

Documents

1 file

Issuer

Southern California Bancorp \ CA

CIK 0001795815

Entity typeother

Related Parties

1
  • filerCIK 0001733127

Filing Metadata

Form type
4
Filed
Oct 31, 8:00 PM ET
Accepted
Nov 1, 3:15 PM ET
Size
7.0 KB