Narrogal Nominees Pty Ltd 3
3 · Prairie Operating Co. · Filed Nov 21, 2023
Insider Transaction Report
Form 3
Holdings
Series D A Common Stock Purchase Warrant
Exercise: $6.00From: 2023-05-03Exp: 2028-05-03→ Common Stock (2,000,000 underlying)Series D B Common Stock Purchase Warrants
Exercise: $6.00From: 2023-05-03Exp: 2024-05-03→ Common Stock (2,000,000 underlying)- 39,614
Common Stock
Series E Convertible Preferred Stock
Exercise: $5.00From: 2023-08-15→ Common Stock (4,000,000 underlying)Series D Convertible Preferred Stock
Exercise: $5.00From: 2023-05-03→ Common Stock (2,000,000 underlying)Series E A Common Stock Purchase Warrant
Exercise: $6.00From: 2023-08-15Exp: 2028-08-15→ Common Stock (4,000,000 underlying)Series E B Common Stock Purchase Warrant
Exercise: $6.00From: 2023-08-15Exp: 2024-08-15→ Common Stock (4,000,000 underlying)
Footnotes (3)
- [F1]The conversion of shares of Series D preferred stock, par value $0.01 per share (the "Series D Preferred Stock"), of Prairie Operating Co., a Delaware corporation (the "Company"), and shares of Series E preferred stock, par value $0.01 per share (the "Series E Preferred Stock"), of the Company are subject to Narrogal Nominees Pty Ltd ATF Gregory K O'Neill Family Trust (the "Family Trust") holding less than 4.99% of the outstanding shares of common stock of the Company, par value $0.01 per share ("Common Stock"), which may be increased upon written notice to the Company, to any specified percentage not in excess of 9.99%.
- [F2]The Series D Preferred Stock and Series E Preferred Stock have no expiration date.
- [F3]The exercise of the Common Stock purchase warrants reported herein are subject to the Family Trust holding less than 25% of the outstanding Common Stock.