Home/Filings/3/0001493152-23-042190
3//SEC Filing

Narrogal Nominees Pty Ltd 3

Accession 0001493152-23-042190

CIK 0001162896other

Filed

Nov 20, 7:00 PM ET

Accepted

Nov 21, 6:04 AM ET

Size

15.6 KB

Accession

0001493152-23-042190

Insider Transaction Report

Form 3
Period: 2023-11-13
Holdings
  • Series D A Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-05-03Exp: 2028-05-03Common Stock (2,000,000 underlying)
  • Series D B Common Stock Purchase Warrants

    Exercise: $6.00From: 2023-05-03Exp: 2024-05-03Common Stock (2,000,000 underlying)
  • Common Stock

    39,614
  • Series E Convertible Preferred Stock

    Exercise: $5.00From: 2023-08-15Common Stock (4,000,000 underlying)
  • Series D Convertible Preferred Stock

    Exercise: $5.00From: 2023-05-03Common Stock (2,000,000 underlying)
  • Series E A Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-08-15Exp: 2028-08-15Common Stock (4,000,000 underlying)
  • Series E B Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-08-15Exp: 2024-08-15Common Stock (4,000,000 underlying)
Holdings
  • Common Stock

    39,614
  • Series D B Common Stock Purchase Warrants

    Exercise: $6.00From: 2023-05-03Exp: 2024-05-03Common Stock (2,000,000 underlying)
  • Series E A Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-08-15Exp: 2028-08-15Common Stock (4,000,000 underlying)
  • Series E Convertible Preferred Stock

    Exercise: $5.00From: 2023-08-15Common Stock (4,000,000 underlying)
  • Series E B Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-08-15Exp: 2024-08-15Common Stock (4,000,000 underlying)
  • Series D Convertible Preferred Stock

    Exercise: $5.00From: 2023-05-03Common Stock (2,000,000 underlying)
  • Series D A Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-05-03Exp: 2028-05-03Common Stock (2,000,000 underlying)
Holdings
  • Series D B Common Stock Purchase Warrants

    Exercise: $6.00From: 2023-05-03Exp: 2024-05-03Common Stock (2,000,000 underlying)
  • Series E B Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-08-15Exp: 2024-08-15Common Stock (4,000,000 underlying)
  • Common Stock

    39,614
  • Series D Convertible Preferred Stock

    Exercise: $5.00From: 2023-05-03Common Stock (2,000,000 underlying)
  • Series E Convertible Preferred Stock

    Exercise: $5.00From: 2023-08-15Common Stock (4,000,000 underlying)
  • Series E A Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-08-15Exp: 2028-08-15Common Stock (4,000,000 underlying)
  • Series D A Common Stock Purchase Warrant

    Exercise: $6.00From: 2023-05-03Exp: 2028-05-03Common Stock (2,000,000 underlying)
Footnotes (3)
  • [F1]The conversion of shares of Series D preferred stock, par value $0.01 per share (the "Series D Preferred Stock"), of Prairie Operating Co., a Delaware corporation (the "Company"), and shares of Series E preferred stock, par value $0.01 per share (the "Series E Preferred Stock"), of the Company are subject to Narrogal Nominees Pty Ltd ATF Gregory K O'Neill Family Trust (the "Family Trust") holding less than 4.99% of the outstanding shares of common stock of the Company, par value $0.01 per share ("Common Stock"), which may be increased upon written notice to the Company, to any specified percentage not in excess of 9.99%.
  • [F2]The Series D Preferred Stock and Series E Preferred Stock have no expiration date.
  • [F3]The exercise of the Common Stock purchase warrants reported herein are subject to the Family Trust holding less than 25% of the outstanding Common Stock.

Documents

1 file

Issuer

Prairie Operating Co.

CIK 0001162896

Entity typeother
IncorporatedAustralia

Related Parties

1
  • filerCIK 0002001257

Filing Metadata

Form type
3
Filed
Nov 20, 7:00 PM ET
Accepted
Nov 21, 6:04 AM ET
Size
15.6 KB