4//SEC Filing
Campbell Michael 4
Accession 0001493152-24-000267
CIK 0001174891other
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 3:26 PM ET
Size
11.6 KB
Accession
0001493152-24-000267
Insider Transaction Report
Form 4
CalEthos, Inc.BUUZ
Campbell Michael
DirectorChief Executive Officer10% Owner
Transactions
- Award
Employee Stock Options
2023-11-28$0.00/sh+1,000,000$1,000→ 4,545,801 totalExercise: $0.54Exp: 2028-11-28→ Common Stock (1,000,000 underlying) - Award
Board of Director Options
2023-11-28$0.00/sh+500,000$500→ 5,045,801 totalExercise: $0.54From: 2023-12-31Exp: 2028-11-28→ Common Stock (500,000 underlying) - Award
Warrants
2023-11-28$0.00/sh+2,045,801$2,046→ 3,545,801 total(indirect: See Footnote)Exercise: $0.54From: 2023-11-28Exp: 2028-12-31→ Common Stock (2,045,801 underlying)
Holdings
- 8,954,199(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]The reported securities are owned by M1 Advisors LLC, a company of which the reporting person is a principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interests.
- [F2]The options reported herein were granted to the reporting person by the Board of Directors of CalEthos, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant, and terminating on the third anniversary of the date of grant.
- [F3]The options reported herein were granted to the reporting person by the Board of Directors of the Issuer pursuant to the Issuer's 2021 Equity Incentive Plan.
Documents
Issuer
CalEthos, Inc.
CIK 0001174891
Entity typeother
Related Parties
1- filerCIK 0001476255
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 3:26 PM ET
- Size
- 11.6 KB