4//SEC Filing
BAUM MARK L 4
Accession 0001493152-24-007453
CIK 0001360214other
Filed
Feb 20, 7:00 PM ET
Accepted
Feb 21, 7:29 PM ET
Size
9.2 KB
Accession
0001493152-24-007453
Insider Transaction Report
Form 4
HARROW, INC.HROW
BAUM MARK L
DirectorChief Executive Officer10% Owner
Transactions
- Exercise/Conversion
RSU
2024-02-20−150,000→ 0 totalExercise: $0.00→ Common Stock (150,000 underlying) - Exercise/Conversion
Common stock
2024-02-20$10.67/sh+150,000$1,600,500→ 2,188,361 total - Exercise/Conversion
Common stock
2024-02-20$10.67/sh−59,836$638,450→ 2,128,525 total
Footnotes (1)
- [F1]The listed acquired 150,000 shares of Harrow, Inc. ("Harrow")_common stock represent restricted stock units (RSUs") granted to Mr. Baum on February 19, 2021 under the Issuer's 2017 Stock Incentive and Awards Plan, as amended. The RSUs vested after a three-year period following the award date. 59,836 shares of Harrow common stock listed as disposed were withheld from issuance by Harrow to satisfy Mr. Baum's payroll tax liability incident related to the vesting of the RSUs. Such withholding did not involve any market sales or other market transactions.
Documents
Issuer
HARROW, INC.
CIK 0001360214
Entity typeother
Related Parties
1- filerCIK 0001274282
Filing Metadata
- Form type
- 4
- Filed
- Feb 20, 7:00 PM ET
- Accepted
- Feb 21, 7:29 PM ET
- Size
- 9.2 KB