4//SEC Filing
Werth Peter J. 4
Accession 0001493152-24-014504
CIK 0001862150other
Filed
Apr 11, 8:00 PM ET
Accepted
Apr 12, 9:47 PM ET
Size
14.5 KB
Accession
0001493152-24-014504
Insider Transaction Report
Form 4
Cingulate Inc.CING
Werth Peter J.
Director
Transactions
- Exercise/Conversion
Pre-Funded Warrant (right to buy)
2024-04-11−694,096→ 0 total(indirect: By LLC)Exercise: $0.00→ Common Stock (694,096 underlying) - Exercise/Conversion
Common Stock
2024-04-11$0.00/sh+694,096$69→ 1,175,925 total(indirect: By LLC) - Exercise/Conversion
Pre-Funded Warrant (right to buy)
2024-04-11−341,912→ 0 total(indirect: By LLC)Exercise: $0.00From: 2023-09-08→ Common Stock (341,912 underlying) - Exercise/Conversion
Common Stock
2024-04-11$0.00/sh+341,912$684→ 481,829 total(indirect: By LLC)
Holdings
- 1,093
Common Stock
Transactions
- Exercise/Conversion
Pre-Funded Warrant (right to buy)
2024-04-11−694,096→ 0 total(indirect: By LLC)Exercise: $0.00→ Common Stock (694,096 underlying) - Exercise/Conversion
Pre-Funded Warrant (right to buy)
2024-04-11−341,912→ 0 total(indirect: By LLC)Exercise: $0.00From: 2023-09-08→ Common Stock (341,912 underlying) - Exercise/Conversion
Common Stock
2024-04-11$0.00/sh+341,912$684→ 481,829 total(indirect: By LLC) - Exercise/Conversion
Common Stock
2024-04-11$0.00/sh+694,096$69→ 1,175,925 total(indirect: By LLC)
Holdings
- 1,093
Common Stock
Footnotes (4)
- [F1]Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]The number of pre-funded warrants and shares and the exercise price reflect the 1-for-20 reverse stock split of the Issuer's issued and outstanding shares of common stock, which became effective on November 30, 2023.
- [F3]The pre-funded warrants have no expiration date.
- [F4]687,043 of the pre-funded warrants were issued and immediately exercisable on January 25, 2024, and 7,053 of the pre-funded warrants were issued and immediately exercisable on March 25, 2024.
Documents
Issuer
Cingulate Inc.
CIK 0001862150
Entity typeother
Related Parties
1- filerCIK 0001883257
Filing Metadata
- Form type
- 4
- Filed
- Apr 11, 8:00 PM ET
- Accepted
- Apr 12, 9:47 PM ET
- Size
- 14.5 KB