Werth Peter J. 4
4 · Cingulate Inc. · Filed Apr 12, 2024
Insider Transaction Report
Form 4
Cingulate Inc.CING
Werth Peter J.
Director
Transactions
- Exercise/Conversion
Pre-Funded Warrant (right to buy)
2024-04-11−694,096→ 0 total(indirect: By LLC)Exercise: $0.00→ Common Stock (694,096 underlying) - Exercise/Conversion
Common Stock
2024-04-11$0.00/sh+694,096$69→ 1,175,925 total(indirect: By LLC) - Exercise/Conversion
Pre-Funded Warrant (right to buy)
2024-04-11−341,912→ 0 total(indirect: By LLC)Exercise: $0.00From: 2023-09-08→ Common Stock (341,912 underlying) - Exercise/Conversion
Common Stock
2024-04-11$0.00/sh+341,912$684→ 481,829 total(indirect: By LLC)
Holdings
- 1,093
Common Stock
Footnotes (4)
- [F1]Reporting person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
- [F2]The number of pre-funded warrants and shares and the exercise price reflect the 1-for-20 reverse stock split of the Issuer's issued and outstanding shares of common stock, which became effective on November 30, 2023.
- [F3]The pre-funded warrants have no expiration date.
- [F4]687,043 of the pre-funded warrants were issued and immediately exercisable on January 25, 2024, and 7,053 of the pre-funded warrants were issued and immediately exercisable on March 25, 2024.