Home/Filings/4/0001493152-24-015098
4//SEC Filing

Hazelip William 4

Accession 0001493152-24-015098

CIK 0000064463other

Filed

Apr 16, 8:00 PM ET

Accepted

Apr 17, 8:30 PM ET

Size

14.4 KB

Accession

0001493152-24-015098

Insider Transaction Report

Form 4
Period: 2024-04-15
Transactions
  • Award

    9.0% Series A Cumulative Perpetual Preferred Stock

    2024-04-15+26,48927,489 total
  • Disposition to Issuer

    Stock Options (Right to Buy)

    2024-04-156000 total
    Exercise: $277.50Exp: 2031-03-25Common Stock (600 underlying)
  • Award

    Common Stock

    2024-04-15+35,29436,428 total
  • Disposition to Issuer

    Stock Options (Right to Buy)

    2024-04-151,0640 total
    Exercise: $188.00Exp: 2026-05-13Common Stock (1,064 underlying)
  • Disposition to Issuer

    Stock Options (Right to Buy)

    2024-04-152,1880 total
    Exercise: $23.75Exp: 2027-11-22Common Stock (2,188 underlying)
Footnotes (4)
  • [F1]Transaction reported is a grant of 26,489 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 33% on June 1, 2025, 33% on June 1, 2026, and 34% on June 1, 2027, in each case subject to the reporting person remaining in the service of the issuer on each such vesting date.
  • [F2]Transaction reported is a grant of 35,294 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.
  • [F3]All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.
  • [F4]On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.

Documents

1 file

Issuer

Soluna Holdings, Inc

CIK 0000064463

Entity typeother

Related Parties

1
  • filerCIK 0001848710

Filing Metadata

Form type
4
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 8:30 PM ET
Size
14.4 KB