4//SEC Filing
Lipman Matthew E. 4
Accession 0001493152-24-015100
CIK 0000064463other
Filed
Apr 16, 8:00 PM ET
Accepted
Apr 17, 8:31 PM ET
Size
13.5 KB
Accession
0001493152-24-015100
Insider Transaction Report
Form 4
Lipman Matthew E.
Director
Transactions
- Award
9.0% Series A Cumulative Perpetual Preferred Stock
2024-04-15+26,489→ 27,389 total - Disposition to Issuer
Stock Options (Right to Buy)
2024-04-15−3,125→ 0 totalExercise: $23.75Exp: 2027-11-22→ Common Stock (3,125 underlying) - Award
Common Stock
2024-04-15+35,294→ 37,498 total - Disposition to Issuer
Stock Options (Right to Buy)
2024-04-15−1,064→ 0 totalExercise: $188.00Exp: 2026-05-13→ Common Stock (1,064 underlying)
Holdings
- 150,000(indirect: See Footnote)
Common Stock
Footnotes (5)
- [F1]Transaction reported is a grant of 26,489 restricted stock awards representing shares of Series A Cumulative Perpetual Preferred Stock, par value $0.001 per share, of the issuer ("Preferred Stock"), which were approved by the Compensation Committee. The shares of Preferred Stock will vest 100% upon the reporting person's separation from the issuer.
- [F2]Transaction reported is a grant of 35,294 restricted stock awards representing shares of Common Stock, which were approved by the Compensation Committee. The shares of Common Stock will vest 100% upon the reporting person's separation from the issuer.
- [F3]All shares of Common Stock subject to this stock option were vested and exercisable on the date of cancellation.
- [F4]On April 15, 2024, the stock options were cancelled by mutual agreement of the reporting person and the issuer.
- [F5]These shares of Common Stock are held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV"). As the Manager of Brookstone XXIV, Brookstone Partners I.A.C. may be deemed to beneficially own the shares of Common Stock owned directly by Brookstone XXIV. Mr. Lipman is the Secretary of Brookstone Partners I.A.C. and shares voting and dispositive power over the shares of Common Stock owned by Brookstone XXIV and therefore may be deemed to beneficially own these shares. Mr. Lipman disclaims such beneficial ownership except to the extent of his pecuniary interest therein.
Documents
Issuer
Soluna Holdings, Inc
CIK 0000064463
Entity typeother
Related Parties
1- filerCIK 0001687758
Filing Metadata
- Form type
- 4
- Filed
- Apr 16, 8:00 PM ET
- Accepted
- Apr 17, 8:31 PM ET
- Size
- 13.5 KB