4//SEC Filing
KESSLER PAUL L. 4
Accession 0001493152-24-039915
CIK 0001162896other
Filed
Oct 6, 8:00 PM ET
Accepted
Oct 7, 2:03 PM ET
Size
9.6 KB
Accession
0001493152-24-039915
Insider Transaction Report
Form 4
KESSLER PAUL
Director10% Owner
Transactions
- Gift
Common Stock
2024-10-04−16,400→ 1,504,113 total(indirect: By affiliates)
Holdings
- 797,072(indirect: By affiliates)
Series D Preferred Stock
→ Series D Preferred Stock (797,072 underlying) - 292,472(indirect: By affiliates)
Warrant
→ Warrant (292,472 underlying) - 4,100(indirect: By son)
Common Stock
Footnotes (3)
- [F1]Consists of: (i) 1,135,826 shares of common stock held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") (managed by Bristol Capital Advisors, LLC, a Delaware LLC), (ii) 363,660 shares of common stock held by Bristol Capital, LLC, a Delaware LLC ("BC"), (iii) 1,377 shares of common stock held by Bristol Capital Advisors Profit Sharing Plan, and (iv) 3,250 shares of common stock held by Mr. Kessler in his personal capacity. The amount of shares reflected herein was reduced by 4,100 shares of common stock, which the Reporting Person gifted to his son.
- [F2]The Reporting Person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
- [F3]BIF holds 3,985.36 shares of Series D Preferred Stock (with stated value of $1,000 per share), convertible at $5.00 per share, and a Series D "A" warrant for 292,472 shares (expires May 2028).
Documents
Issuer
Prairie Operating Co.
CIK 0001162896
Entity typeother
Related Parties
1- filerCIK 0001113835
Filing Metadata
- Form type
- 4
- Filed
- Oct 6, 8:00 PM ET
- Accepted
- Oct 7, 2:03 PM ET
- Size
- 9.6 KB