4//SEC Filing
Campbell Michael 4
Accession 0001493152-24-042073
CIK 0001174891other
Filed
Oct 21, 8:00 PM ET
Accepted
Oct 22, 4:58 PM ET
Size
9.8 KB
Accession
0001493152-24-042073
Insider Transaction Report
Form 4
CalEthos, Inc.BUUZ
Campbell Michael
DirectorChief Executive Officer10% Owner
Transactions
- Sale
Common Stock
2024-10-15$0.50/sh−100,000$50,000→ 8,854,199 total(indirect: See Footnote)
Holdings
- 4,545,801
Employee Stock Options
Exercise: $0.54Exp: 2028-11-28→ Common Stock (1,000,000 underlying) - 3,545,801(indirect: See Footnote)
Warrants
Exercise: $0.54From: 2023-11-28Exp: 2028-12-31→ Common Stock (2,045,801 underlying) - 5,045,801
Board of Director Options
Exercise: $0.54From: 2023-12-31Exp: 2028-11-28→ Common Stock (500,000 underlying)
Footnotes (3)
- [F1]The reported securities are owned by M1 Advisors LLC, a company of which the reporting person is a principal member. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interests.
- [F2]The options reported herein were granted to the reporting person by the Board of Directors of CalEthos, Inc. (the "Issuer") pursuant to the Issuer's 2021 Equity Incentive Plan. These options vest in three equal installments, beginning on the first anniversary of the date of grant, and terminating on the third anniversary of the date of grant.
- [F3]The options reported herein were granted to the reporting person by the Board of Directors of the Issuer pursuant to the Issuer's 2021 Equity Incentive Plan.
Documents
Issuer
CalEthos, Inc.
CIK 0001174891
Entity typeother
Related Parties
1- filerCIK 0001476255
Filing Metadata
- Form type
- 4
- Filed
- Oct 21, 8:00 PM ET
- Accepted
- Oct 22, 4:58 PM ET
- Size
- 9.8 KB