|4Oct 24, 6:03 AM ET

Future Science & Technology Co. Ltd. 4

4 · NuZee, Inc. · Filed Oct 24, 2024

Insider Transaction Report

Form 4
Period: 2024-10-18
Liu Yumei
10% Owner
Transactions
  • Exercise of In-Money

    Common Stock

    2024-10-18+20,990563,507 total(indirect: See footnote)
  • Exercise of In-Money

    Warrant

    2024-10-1882,9300 total(indirect: See footnote)
    Exercise: $1.32From: 2024-04-30Exp: 2026-04-30Common Stock (82,930 underlying)
Footnotes (2)
  • [F1]Yumei Liu beneficially owns 20,990 shares of common stock through her indirect 100% ownership of Future science and Technology Co. Ltd pursuant to the cashless exercise of warrants issued by the Issuer under the convertible note and warrant purchase agreement dated April 27, 2024. Additionally, Yumei Liu beneficially owns 542,517 shares of common stock through her direct 100% ownership of JOYER INVESTMENT LIMITED.
  • [F2]On October 18, 2024, Future Science and Technology Co. Ltd exercised its cashless option to purchase 20,990 shares of common stock pursuant to warrants issued by the Issuer sold under the convertible note and warrant purchase agreement dated April 27, 2024.

Documents

1 file
  • 4
    ownership.xmlPrimary