Home/Filings/4/0001493152-24-047671
4//SEC Filing

Wendel Karen 4

Accession 0001493152-24-047671

CIK 0001775734other

Filed

Nov 24, 7:00 PM ET

Accepted

Nov 25, 5:36 PM ET

Size

8.0 KB

Accession

0001493152-24-047671

Insider Transaction Report

Form 4
Period: 2024-11-21
Wendel Karen
Director
Transactions
  • Award

    Class A Common Stock

    2024-11-21+207,317207,317 total
  • Award

    Stock Option (Right to Buy)

    2024-11-21+100,000100,000 total
    Exercise: $0.82From: 2024-12-31Exp: 2034-11-20Class A Common Stock (100,000 underlying)
Footnotes (2)
  • [F1]Includes 207,317 shares of Class A common stock, par value $0.001 ("Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 207,317 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan ("2023 Equity Incentive Plan") to Karen Wendel (the "Reporting Person") on November 21, 2024. Such award of RSUs to the Reporting Person will vest in four equal installments on the last day of each calendar quarter over a one-year period from the date of grant, provided that the Reporting Person is providing services to the Issuer through each applicable vesting date.
  • [F2]The shares underlying this stock option were granted pursuant to the 2023 Equity Incentive Plan and will vest and become exercisable in eight equal installments on the last day of each calendar quarter over a two-year period from the date of grant, provided that the Reporting Person is providing services to the Issuer through each applicable vesting date.

Documents

1 file

Issuer

Beneficient

CIK 0001775734

Entity typeother

Related Parties

1
  • filerCIK 0001744198

Filing Metadata

Form type
4
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 5:36 PM ET
Size
8.0 KB