4//SEC Filing
lee ting-chuan 4
Accession 0001493152-24-047903
CIK 0001014763other
Filed
Nov 26, 7:00 PM ET
Accepted
Nov 27, 6:08 AM ET
Size
14.8 KB
Accession
0001493152-24-047903
Insider Transaction Report
Form 4
Ainos, Inc.AIMD
lee ting-chuan
Director
Transactions
- Award
RSU
2024-11-22+4,000→ 4,000 total→ Common Stock (4,000 underlying) - Award
Common Stock
2024-11-26$0.46/sh+204,721$94,172→ 327,432 total - Award
Common Stock
2024-11-22$0.46/sh+4,000$1,840→ 126,711 total - Conversion
RSU
2024-11-26−204,721→ 0 total→ Common Stock (204,721 underlying) - Conversion
RSU
2024-11-26−4,000→ 0 total→ Common Stock (4,000 underlying)
Footnotes (3)
- [F1]As previously disclosed in a Form 4 filed by the Reporting Person, reference is made to 155,201 RSUs granted under the Ainos, Inc. 2023 Stock Incentive Plan (the "2023 Plan") on September 15, 2024, with various vesting dates. Each RSU represents a right to receive one (1) share of common stock upon vesting and the expiration of any applicable restricted period or, if approved, the cash value thereof (or any combination thereof). Holders of RSUs have no rights or privileges as stockholders. On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024.
- [F2]As previously disclosed in a Form 4 filed by the Reporting Person, reference is made to (i) 480,000 RSUs that were granted on August 15, 2023, adjusted to 96,000 shares giving effect to the 1 for 5 reverse share split (the "Reverse Split") on December 14, 2023, pursuant to the 2023 Plan, with various vesting dates; and (ii) 70,000 RSUs granted under the 2021 Stock Incentive Plan, as amended by the 2023 Plan, adjusted to 14,000 shares giving effect to the Reverse Split, with various vesting dates . On November 22, 2024, the compensation committee of the board of directors of Ainos, Inc. approved the acceleration of the vesting schedule of the RSUs granted to the Reporting Person, such that all grants vested on November 26, 2024.
- [F3]Reference is made to the 4,000 RSUs granted to the Reporting Person as special stock awards on November 22, 2024 and vested on November 26, 2024. The special stock awards have been approved by the stockholders of Ainos, Inc. on September 27, 2024.
Documents
Issuer
Ainos, Inc.
CIK 0001014763
Entity typeother
Related Parties
1- filerCIK 0001859311
Filing Metadata
- Form type
- 4
- Filed
- Nov 26, 7:00 PM ET
- Accepted
- Nov 27, 6:08 AM ET
- Size
- 14.8 KB