Vivos Therapeutics, Inc.·4

Nov 27, 4:47 PM ET

Huntsman Ronald Kirk 4

4 · Vivos Therapeutics, Inc. · Filed Nov 27, 2024

Insider Transaction Report

Form 4
Period: 2024-11-26
Huntsman Ronald Kirk
DirectorChief Executive Officer10% Owner
Transactions
  • Award

    Stock Option (Right to Buy)

    2024-11-26$2.64/sh+315,421$832,711364,755 total
    Exercise: $2.64Exp: 2034-09-07Common Stock (315,421 underlying)
Holdings
  • Common Stock

    3,461
  • Common Stock

    (indirect: See footnote)
    69,600
Footnotes (2)
  • [F1]Shares held by Coronado V Partners, LLC, of which the Reporting Person is a member and manager.
  • [F2]On September 7, 2024 (the "Grant Date"), the Reporting Person received a grant of 315,421 stock options, which grant was made under but subject to stockholder approval of the Issuer's 2024 Omnibus Equity Incentive Plan and such grant at the Issuer's 2024 Annual Meeting. Such meeting was held, and such stockholder approval was obtained, on November 26, 2024. One-third shall vest and become exercisable in three installments on each of the first, second and third anniversaries of the date of grant through September 7, 2027.

Documents

1 file
  • 4
    ownership.xmlPrimary