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4//SEC Filing

SAMINI KEYVAN 4

Accession 0001493152-25-011929

CIK 0001855467other
View on SEC.govCompany Profile

Filed

Aug 12, 8:00 PM ET

Accepted

Aug 13, 8:41 PM ET

Size

13.3 KB

Accession

0001493152-25-011929

Insider Transaction Report

Form 4
Period: 2025-05-30
MOBIX LABS, INCMOBX
SAMINI KEYVAN
DirectorPresident, CFO & Director
Transactions
  • Award

    Class B Common Stock

    2025-05-30+915,033→ 915,033 total
    → Class A Common Stock (915,033 underlying)
Holdings

  • Class A Common Stock

    (indirect: By Trust)
    73,529

  • Class A Common Stock

    (indirect: By Trust)
    171,146

  • Option (Right to Buy)

    Exercise: $0.17Exp: 2030-08-10→ Class A Common Stock (323,529 underlying)
    323,529

  • Class A Common Stock

    2,868,204

  • Class A Common Stock

    (indirect: By Trust)
    73,529

  • Restricted Stock Units

    → Class A Common Stock (333,333 underlying)
    333,333

  • Class B Common Stock

    (indirect: By Trust)
    → Class A Common Stock (125,000 underlying)
    125,000
Footnotes (6)
  • [F1]The Reporting Person is a trustee of this trust. The Reporting Person disclaims beneficial ownership of the securities held by this trust except to the extent of his respective pecuniary interest therein.
  • [F2]These options are fully vested and exercisable.
  • [F3]The Restricted Stock Units ("RSUs") convert to Class A Common Stock on a one-for-one basis.
  • [F4]These RSUs will vest on December 21, 2025.
  • [F5]The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).
  • [F6]The Class B restricted stock awards (the "RSAs") were granted to the Reporting Person on May 30, 2025, and will vest over five years as follows: (i) 10% of the RSAs will vest on the first anniversary of the grant date (May 30, 2026) and (ii) the remaining 90% will vest in equal quarterly installments over the remaining 48 months.

Documents

1 file

Issuer

MOBIX LABS, INC

CIK 0001855467

→
Entity typeother

Related Parties

1
  • filerCIK 0002004846

Filing Metadata

Form type
4
Filed
Aug 12, 8:00 PM ET
Accepted
Aug 13, 8:41 PM ET
Size
13.3 KB
View on SEC.gov