DCM International VIII, Ltd. 4

4 · Figure Technology Solutions, Inc. · Filed Sep 16, 2025

Insider Transaction Report

Form 4
Period: 2025-09-12
Transactions
  • Conversion

    Series Seed Preferred Stock

    2025-09-129,500,3750 total(indirect: By LLC)
    Class A Common Stock (9,500,375 underlying)
  • Conversion

    Class A Common Stock

    2025-09-12+15,022,61816,456,952 total(indirect: By LLC)
  • Conversion

    Series B Preferred Stock

    2025-09-122,557,5640 total(indirect: By LLC)
    Class A Common Stock (2,557,564 underlying)
  • Conversion

    Series A Preferred Stock

    2025-09-122,303,5840 total(indirect: By LLC)
    Class A Common Stock (2,303,584 underlying)
  • Conversion

    Series C Preferred Stock

    2025-09-12661,0950 total(indirect: By LLC)
    Class A Common Stock (661,095 underlying)
  • Conversion

    Class A Common Stock

    2025-09-12+183,763201,309 total(indirect: By DCM Opportunity Fund III, L.P.)
  • Conversion

    Series D Preferred Stock

    2025-09-12183,7630 total(indirect: By DCM Opportunity Fund III, L.P.)
    Class A Common Stock (183,763 underlying)
Footnotes (3)
  • [F1]Immediately prior to the closing of the Issuer's initial public offering, each share of preferred stock of the Issuer automatically converted into one share of Class A Common Stock.
  • [F2]Figure Investments, LLC is owned by DCM VIII, L.P., DCM Ventures China Fund (DCM VIII), L.P. and DCM Affiliates Fund VIII, L.P. (collectively "DCM VIII") and is managed by its officers, which are appointed by DCM VIII, the general partner of which is DCM Investment Management VIII, L.P., the general partner of which is DCM International VIII, Ltd.
  • [F3]The general partner of DCM Opportunity Fund III, L.P. is DCM Opportunity Fund Investment Management III, L.P., the general partner of which is DCM Opportunity Fund International VIII, Ltd.

Documents

1 file
  • 4
    ownership.xmlPrimary