Home/Filings/4/0001493152-25-014456
4//SEC Filing

VORWERK JUSTIN J 4

Accession 0001493152-25-014456

CIK 0001487718other

Filed

Sep 21, 8:00 PM ET

Accepted

Sep 22, 3:18 PM ET

Size

13.8 KB

Accession

0001493152-25-014456

Insider Transaction Report

Form 4
Period: 2025-04-01
Transactions
  • Other

    Convertible Note 1,

    2024-03-22$277312.35/sh+1$277,3122 total
    Exercise: $6.35From: 2025-10-31Exp: 2025-10-31Common Stock (67,187 underlying)
  • Other

    Common Stock

    2025-08-27$5.00/sh+7,028$35,14027,559 total
  • Award

    Common Stock

    2025-05-23$7.98/sh+1,112$8,87420,531 total
  • Other

    Common Stock

    2025-05-07$4.50/sh+3,827$17,22219,419 total
  • Other

    Convertible Note 2

    2025-02-10$12100.00/sh+1$12,1003 total
    Exercise: $6.35From: 2025-10-31Exp: 2025-10-31Common Stock (2,932 underlying)
Footnotes (5)
  • [F1]Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement
  • [F2]Represents shares of common stock issued as part of the annual equity grant for service as a member of the Board of Directors, pursuant to the terms of the Company's Director Compensation Agreement
  • [F3]Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement
  • [F4]Convertible note issued on 3/22/2024 in the amount of $138,084, with current principal of $277,312.35 after MFN adjustment on 10/23/2024 and subsequent maturity extensions on 4/1/2025 and 7/31/2025 Pari-Passu with other noteholders. Convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.
  • [F5]Convertible note originally issued on 2/10/2025 in the amount of $10,000, with current principal of $12,100 after subsequent maturity extensions on 4/1/2025 and 7/31/2025 Pari-Passu with other noteholders and convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.

Documents

1 file

Issuer

AMERICAN BATTERY MATERIALS, INC.

CIK 0001487718

Entity typeother

Related Parties

1
  • filerCIK 0002025752

Filing Metadata

Form type
4
Filed
Sep 21, 8:00 PM ET
Accepted
Sep 22, 3:18 PM ET
Size
13.8 KB