Home/Filings/4/0001493152-25-020365
4//SEC Filing

Chumas Christopher Phillip 4

Accession 0001493152-25-020365

CIK 0001862463other

Filed

Oct 30, 8:00 PM ET

Accepted

Oct 31, 3:23 PM ET

Size

9.1 KB

Accession

0001493152-25-020365

Insider Transaction Report

Form 4
Period: 2025-10-30
Chumas Christopher Phillip
Chief Sales Officer
Transactions
  • Gift

    Series C Preferred Stock

    2025-10-30+215,000430,000 total(indirect: By Trust)
    Class A Common Stock
  • Gift

    Series C Preferred Stock

    2025-10-30+215,000215,000 total
    Class A Common Stock
Footnotes (2)
  • [F1]Shares of Series C Preferred Stock are not convertible until 18 months following December 18, 2024, so long as a Trigger Event (as defined in the Second A&R Certificate of Incorporation of the issuer) has not occurred. Beginning 18 months following December 13, 2024, or following the occurrence of a Trigger Event, shares of Series C Preferred Stock are convertible at the Conversion Price. "Conversion Price" generally means a price per share equal to the lesser of either $10.00, or if no Trigger Event has occurred, 100% of the average of the 5 lowest closing bid prices of the common stock during the 10 days preceding conversion (the "Measurement Period"), not to exceed 100% of the lowest sales price on the last day of the Measurement Period, or following any Trigger Event, 50.0% of the average of the lowest closing bid prices of the common stock during the Measurement Period, not to exceed 50.0% of the lowest sales price on the last day of the Measurement Period.
  • [F2]Shares sold to Chris Chumas (the Chief Sales Officer of the issuer) and his Roth IRA by the family trust of William Alessi (the CEO of the issuer) for nominal consideration (par value).

Documents

1 file

Issuer

ALPHA MODUS HOLDINGS, INC.

CIK 0001862463

Entity typeother

Related Parties

1
  • filerCIK 0001768026

Filing Metadata

Form type
4
Filed
Oct 30, 8:00 PM ET
Accepted
Oct 31, 3:23 PM ET
Size
9.1 KB