AMERICAN BATTERY MATERIALS, INC.·4

Nov 5, 3:58 PM ET

VORWERK JUSTIN J 4

4 · AMERICAN BATTERY MATERIALS, INC. · Filed Nov 5, 2025

Insider Transaction Report

Form 4
Period: 2025-10-31
Transactions
  • Other

    Common Stock

    2025-10-31$4.00/sh+7,836$31,34435,395 total
  • Other

    Convertible Note 2

    2025-02-10$13310.00/sh+1$13,3103 total
    Exercise: $6.35From: 2026-01-31Exp: 2026-01-31Common Stock (3,225 underlying)
  • Other

    Convertible Note 1,

    2024-03-22$305043.59/sh+1$305,0442 total
    Exercise: $6.35From: 2026-01-31Exp: 2026-01-31Common Stock (73,906 underlying)
Footnotes (3)
  • [F1]Represents shares of common stock issued in consideration for the extension of the maturity date of convertible notes, pursuant to the terms of the note extension agreement
  • [F2]Convertible note issued on 3/22/2024 in the amount of $138,084, with current principal of $305,043.59 after MFN adjustment on 10/23/2024 and subsequent maturity extensions on 4/1/2025, 7/31/2025 and 10/31/2025 Pari-Passu with other noteholders. Convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.
  • [F3]Convertible note originally issued on 2/10/2025 in the amount of $10,000, with current principal of $13,310 after subsequent maturity extensions on 4/1/2025, 7/31/2025 and 10/31/2025 Pari-Passu with other noteholders and convertible at a 35% discount to the uplist price if the company uplists to a senior exchange. Price expected to be $6.35 per share.

Documents

1 file
  • 4
    ownership.xmlPrimary

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