Klein Mark D 4
4 · SURO CAPITAL CORP. · Filed Nov 25, 2025
Insider Transaction Report
Form 4
Klein Mark D
Director
Transactions
- Award
Common Stock
2025-11-21+174,465→ 1,705,055 total
Footnotes (2)
- [F1]Restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 1, 2026, 1/3 vests on December 1, 2027, and 1/3 vests on December 1, 2028.
- [F2]This total includes (i) 779,014 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules.