BEP Special Situations IV LLC 4

4 · 5E Advanced Materials, Inc. · Filed Dec 8, 2025

Form 4

Period: 2025-12-04

Director10% Owner

Transactions

Exercise/Conversion
Common Stock
2025-12-04$3.55/sh+2,816,346$10,000,000→ 10,413,695 total
Tax Payment
Common Stock
2025-12-04$3.94/sh−2,282,698$8,999,993→ 8,130,997 total
Exercise/Conversion
Warrants
2025-12-04−2,816,346→ 0 total
Exercise: $3.55→ Common Stock (2,816,346 underlying)

Footnotes (3)

[F1]Bluescape Energy Partners IV GP LLC ("Bluescape GP") is the general partner of Bluescape Energy Recapitalization and Restructuring Fund IV LP, which wholly owns BEP Special Situations IV LLC ("Bluescape", together with Bluescape GP, the "Reporting Persons"). As such, Bluescape GP may be deemed to have beneficial ownership of the securities held by Bluescape. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
[F2]The warrants are currently exercisable and will expire on March 13, 2026.
[F3]The warrants were acquired pursuant to a Subscription Agreement dated January 14, 2025 among the Issuer, Bluescape, Ascend Global Investment Fund SPC and Meridian Investments Corporation.

Documents

1 file