Home/Filings/4/0001493152-25-026990
4//SEC Filing

Schnitzer Bruce William 4

Accession 0001493152-25-026990

CIK 0001775734other

Filed

Dec 8, 7:00 PM ET

Accepted

Dec 9, 9:54 PM ET

Size

6.7 KB

Accession

0001493152-25-026990

Insider Transaction Report

Form 4
Period: 2025-12-05
Transactions
  • Award

    Class A Common Stock

    2025-12-05+931,837933,767 total
Footnotes (4)
  • [F1]Represents shares of Class A common stock, par value $0.001 per share (the "Class A common stock"), of Beneficient (the "Issuer") issuable upon the settlement of an award of 931,837 restricted stock units ("RSUs") granted pursuant to the Beneficient 2023 Equity Incentive Plan (the "2023 Equity Incentive Plan") to Bruce W. Schnitzer (the "Reporting Person") on December 5, 2025. Such award of RSUs to the Reporting Person fully vested on the date of grant.
  • [F2]Includes 643 shares of Class A common stock issuable upon the settlement of an award of 51,440 RSUs granted pursuant to the 2023 Equity Incentive Plan to the Reporting Person on July 15, 2023. Such award of RSUs to the Reporting Person vested 20% on September 1, 2023, and the remaining 80% in four equal annual installments on September 1st of each subsequent calendar year.
  • [F3]Includes 1,797 shares of Class A common stock issuable upon the settlement of an award of 115,000 restricted equity units ("REUs") granted the Reporting Person pursuant to The Beneficient Company Group, L.P. 2018 Equity Incentive Plan ("2018 Equity Incentive Plan") on January 11, 2018. 100,000 REUs vested on the date of grant, and 15,000 REUs vested 25% on the date of grant, and the remaining 75% in three equal annual installments on April 25th of each subsequent calendar year.
  • [F4]Includes 188 shares of Class A common stock issuable upon settlement of an award of 12,000 REUs granted to the Reporting Person pursuant to the 2018 Equity Incentive Plan on April 1, 2022. Such award of REUs to the Reporting Person shall vest 40% on June 8, 2023, and the remaining 60% in three equal annual installments on April 1st of each subsequent calendar year.

Documents

1 file

Issuer

Beneficient

CIK 0001775734

Entity typeother

Related Parties

1
  • filerCIK 0001328993

Filing Metadata

Form type
4
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 9:54 PM ET
Size
6.7 KB