4/A//SEC Filing
Opaleye Management Inc. 4/A
Accession 0001493152-25-027633
CIK 0001200375other
Filed
Dec 14, 7:00 PM ET
Accepted
Dec 15, 6:06 AM ET
Size
16.4 KB
Accession
0001493152-25-027633
Insider Transaction Report
Form 4/AAmended
CODEXIS, INC.CDXS
Opaleye Management Inc.
10% Owner
Transactions
- Sale
Common Stock, par value $0.001 per share
2025-11-26$1.74/sh−148,318$258,266→ 10,305,000 total(indirect: By Opaleye, L.P.) - Sale
Common Stock, par value $0.001 per share
2025-11-26$1.74/sh−5,000$8,707→ 191,012 total(indirect: By Managed Account) - Sale
Common Stock, par value $0.001 per share
2025-11-28$1.75/sh−105,000$183,750→ 10,200,000 total(indirect: By Opaleye, L.P.) - Sale
Common Stock, par value $0.001 per share
2025-11-28$1.75/sh−2,490$4,358→ 188,522 total(indirect: By Managed Account) - Sale
Common Stock, par value $0.001 per share
2025-12-01$1.67/sh−245,000$408,538→ 9,955,000 total(indirect: By Opaleye, L.P.) - Sale
Common Stock, par value $0.001 per share
2025-12-01$1.67/sh−8,533$14,229→ 179,989 total(indirect: By Managed Account)
Footnotes (6)
- [F1]Represents securities owned directly by Opaleye, L.P. (the "Fund"). As the investment manager of the Fund, Opaleye Management Inc. may be deemed to beneficially own the securities owned directly by the Fund.
- [F2]Securities owned by a separately managed account (the "Managed Account"). As the portfolio manager of the Managed Account, Opaleye may be deemed to beneficially own the securities owned directly by the Managed Account.
- [F3]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.7316 - $1.75699 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- [F4]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.73 - $1.7715 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- [F5]The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.65 - $1.7101 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each price.
- [F6]Opaleye Management Inc. disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Opaleye Management Inc. is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
Documents
Issuer
CODEXIS, INC.
CIK 0001200375
Entity typeother
IncorporatedMA
Related Parties
1- filerCIK 0001595855
Filing Metadata
- Form type
- 4/A
- Filed
- Dec 14, 7:00 PM ET
- Accepted
- Dec 15, 6:06 AM ET
- Size
- 16.4 KB