HARROW, INC.·4

Dec 16, 8:48 PM ET

BAUM MARK L 4

4 · HARROW, INC. · Filed Dec 16, 2025

Insider Transaction Report

Form 4
Period: 2025-12-12
BAUM MARK L
DirectorChief Executive Officer10% Owner
Transactions
  • Exercise/Conversion

    Common Stock

    2025-12-12$3.95/sh+180,000$711,0003,066,124 total
  • Tax Payment

    Common Stock

    2025-12-12$47.06/sh79,994$3,764,5182,986,130 total
  • Exercise/Conversion

    Stock Option (Right to Buy)

    2025-12-12180,0000 total
    Exercise: $3.95Exp: 2026-04-01Common Stock (180,000 underlying)
Footnotes (1)
  • [F1]Represents stock options granted to Mr. Baum on April 1, 2016 under the Issuer's 2007 Stock Incentive and Awards Plan, as amended. The stock options vested quarterly over a three-year period following the grant date. 79,994 shares were withheld to satisfy the exercise price and tax liability incident to the exercise of the stock option. Such withholding did not involve any market sales or other market transactions.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4