CalEthos, Inc.·4

Dec 18, 6:04 AM ET

Thompson Chauncey Lennis 4

4 · CalEthos, Inc. · Filed Dec 18, 2025

Insider Transaction Report

Form 4
Period: 2025-12-15
Transactions
  • Award

    Warrants

    2025-12-15+1,000,0001,000,000 total(indirect: See Footnote)
    Exercise: $0.50From: 2025-12-15Exp: 2031-06-30Common Stock (1,000,000 underlying)
Holdings
  • Warrants

    (indirect: See Footnote)
    Exercise: $0.49From: 2025-04-22Exp: 2030-08-31Common Stock (500,000 underlying)
    500,000
  • Warrants

    (indirect: See Footnote)
    Exercise: $0.50From: 2025-07-22Exp: 2031-01-31Common Stock (2,000,000 underlying)
    2,000,000
Footnotes (2)
  • [F1]The reported securities are owned by SFO IDF LLC ("SFO IDF"), a company of which the reporting person is the manager. As the manager of SFO IDF, the reporting person has the power to direct the voting and disposition of securities held in the name of SFO IDF and may be deemed to beneficially own the securities reported herein. The reporting person disclaims beneficial ownership of the securities reported herein, except to the extent of his pecuniary interest therein.
  • [F2]The reported transaction involves a grant of warrants by CalEthos, Inc. (the "Issuer") to SFO IDF in consideration for a promissory note issued by the Issuer to SFO IDF.

Documents

1 file
  • 4
    ownership.xmlPrimary

    4