CEMTREX INC 8-K

What Happened

• Cemtrex, Inc. announced it entered a Securities Purchase Agreement and closed a registered direct offering on December 23, 2025, raising $2,000,000 in gross proceeds.
• The Company issued 330,000 shares of common stock and pre‑funded warrants to purchase 470,000 shares of common stock to a single accredited institutional investor.
• The Purchase Agreement contains customary representations, warranties and covenants; The Doney Law Firm provided a legal opinion on the issuance.

Key Details

• Offering type: Registered direct offering (closed Dec 23, 2025).
• Gross proceeds: $2,000,000.
• Securities issued: 330,000 common shares and pre‑funded warrants exercisable for 470,000 common shares.
• Purchaser: Single accredited institutional investor; transaction governed by a Securities Purchase Agreement (filed as Exhibit 10.1).

Why It Matters

• The transaction provides Cemtrex with $2.0M in immediate capital, which can support operations, working capital or strategic initiatives without a public shelf offering.
• The pre‑funded warrants represent potential additional shares if exercised, which would increase the number of outstanding shares and could dilute existing shareholders.
• Use of a registered direct offering means the securities are registered for resale, which can affect liquidity and timing for the investor that purchased the securities.