CEMTREX INC 8-K

What Happened
Cemtrex, Inc. (CETX) filed an 8-K on December 30, 2025 announcing a registered direct offering that closed on December 23, 2025. Under a Securities Purchase Agreement with a single accredited institutional investor, the company raised $2,000,000 in gross proceeds by issuing 340,000 shares of common stock and pre-funded warrants to purchase 548,889 shares of common stock.

Key Details

• Gross proceeds: $2,000,000.
• Securities issued at closing: 340,000 shares of common stock.
• Pre-funded warrants issued: Warrants to purchase 548,889 shares of common stock.
• Total potential new shares: 888,889 (340,000 issued + 548,889 issuable upon exercise).
• Counterparty: Single accredited institutional investor; Purchase Agreement contains customary representations and covenants.
• Corporate filings: Purchase Agreement and counsel opinion of The Doney Law Firm are filed as exhibits; company issued a press release on December 30, 2025.

Why It Matters
The transaction provides Cemtrex with $2.0M in immediate capital, which can be used to fund operations or strategic needs. Investors should note the immediate increase in outstanding shares (340,000) and the potential further dilution if the 548,889 pre-funded warrants are exercised, for a total of up to 888,889 additional shares. The filing and attached counsel opinion are available for review for full terms and investor protections.