Beneficient 8-K

What Happened Beneficient, Inc. (ticker: BENF) announced it has regained compliance with The Nasdaq Stock Market’s listing standards. On January 2, 2026, the Nasdaq Hearings Panel notified the company that it met Nasdaq Listing Rules 5550(a)(2) (the Bid Price Requirement) and 5560(a) (the Warrants Requirement). The company issued a press release on January 5, 2026, reporting the restoration of compliance and filed an 8-K to disclose the development.

Key Details

• Nasdaq notification date: January 2, 2026 (Nasdaq Hearings Panel confirmed compliance).
• Press release and 8-K filed: January 5, 2026 (Exhibit 99.1 attached).
• Rules referenced: Nasdaq Listing Rules 5550(a)(2) (bid price) and 5560(a) (warrants).
• Effect: Nasdaq advised Beneficient it is in full compliance with The Nasdaq Capital Market’s listing requirements.

Why It Matters Regaining compliance removes the immediate risk of potential delisting related to bid price and warrants requirements, which can stabilize investor confidence and maintain market access for the company’s shares and warrants. For retail investors, this means trading and liquidity for BENF should continue without suspension tied to those listing deficiencies; however, investors should continue to monitor future filings for company performance and any other regulatory developments.