CEMTREX INC 8-K

What Happened CEMTREX, Inc. (CETX) filed an 8-K (Item 1.01) reporting that on January 9, 2026 it entered into and closed a Securities Purchase Agreement with a single accredited institutional investor in a registered direct offering. The company received aggregate gross proceeds of $4,000,000 and issued 400,000 shares of common stock and pre‑funded warrants to purchase 1,069,507 shares of common stock. The filing also includes a legal opinion from The Doney Law Firm and a press release announcing the offering.

Key Details

• Offering closed on January 9, 2026 for total gross proceeds of $4,000,000.
• Issued 400,000 shares of common stock.
• Issued pre‑funded warrants exercisable for 1,069,507 shares of common stock.
• Purchase Agreement executed with a single accredited institutional investor; contains customary reps, warranties and covenants.

Why It Matters This transaction provides CEMTREX with $4.0M in immediate cash proceeds, which can support operations, working capital or other corporate needs (the filing does not specify use of proceeds). Investors should note the company issued both shares and pre‑funded warrants—if the warrants are exercised, additional shares will be issued, increasing the company’s outstanding share count and potentially diluting existing shareholders. The filing includes the Purchase Agreement and a legal opinion attesting to the validity of the issuance.