GIUSTRA FRANK 4

What Happened

• Frank Giustra, a reported 10% owner of Streamex Corp. (STEX), purchased 1,000,000 shares of STEX common stock on January 23, 2026 at $3.00 per share, for a total reported cost of $3,000,000. The filing uses transaction code "P" (purchase), indicating an open-market or private purchase. This was a buy transaction (a purchase is typically viewed as a more bullish signal than a sale, though it does not prove intent).

Key Details

• Transaction date and price: 2026-01-23 — 1,000,000 shares at $3.00 each (total ≈ $3,000,000).
• Form 4 filed: 2026-01-27 (filed within the standard two-business-day window following the trade).
• Shares owned after transaction: Not specified/disclosed in this filing.
• Footnote F1: These shares are held by an entity for which Giustra holds voting and dispositive control (the filing attributes ownership to that controlled entity).
• Transaction code: P = Purchase (open market or private purchase).
• No indications in this filing of option exercises, gifts, 10b5-1 plans, or tax-withholding dispositions.

Context

• As a 10% owner, Giustra’s purchase was recorded for an entity he controls; such buys can reflect confidence by a significant holder but are different from routine executive trades or compensation-related transactions. Retail investors should treat this as one data point and consider company fundamentals and other insider filings alongside it.