|4Jan 27, 8:19 PM ET

James Jeremy William 4

4 · MDB Capital Holdings, LLC · Filed Jan 27, 2026

Research Summary

AI-generated summary of this filing

Updated

MDB Capital (MDBH) CFO James J. William Sells Shares

What Happened

  • James Jeremy William, Chief Financial Officer of MDB Capital Holdings, LLC (MDBH), sold a total of 3,500 shares in two transactions to satisfy tax withholding on vested restricted stock. He sold 60 shares on 2026-01-23 at an average price of $3.34 (proceeds ≈ $200) and 3,440 shares on 2025-01-26 at an average price of $3.32 (proceeds ≈ $11,421). Total proceeds across both sales were about $11,621. These were sales (routine sell-to-cover for tax withholding), not new purchases.

Key Details

  • Transaction dates and prices:
    • 2026-01-23: 60 shares sold, average price $3.34 (prices ranged $3.32–$3.39) — footnote F1.
    • 2025-01-26: 3,440 shares sold, average price $3.32 (prices ranged $3.30–$3.34) — footnote F2.
  • Total shares sold: 3,500; total reported proceeds: ≈ $11,621.
  • Purpose: Reported as "sell to cover" to satisfy mandatory tax withholding on vested restricted stock (per Remarks).
  • Footnotes: The reported prices are average sale prices; the reporting person will provide a breakdown of separate trade prices on request.
  • Shares owned after the transactions: not disclosed in the provided filing excerpt.
  • Filing timeliness: Form filed 2026-01-27 for the Jan 23, 2026 trade (filed four days later); this appears later than the usual 2-business-day Form 4 deadline and may be considered late.

Context

  • Sell-to-cover transactions are routine administrative sales to cover tax withholding when restricted shares vest and do not necessarily indicate any change in insider sentiment about the company.
  • The filing shows sales (code S) and tax-withholding treatment (remark/footnote), not purchases or option exercises.

Insider Transaction Report

Form 4
Period: 2026-01-23
Transactions
  • Sale

    Common Stock

    [F1]
    2026-01-23$3.34/sh60$20023,279 total
  • Sale

    Common Stock

    [F2]
    2025-01-26$3.32/sh3,440$11,42119,839 total
Footnotes (2)
  • [F1]The reported price in Column 4 is an average sales price. The shares sold on January 23, 2026 were sold in multiple transactions at prices ranging from $3.32 to $3.39 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  • [F2]The reported price in Column 4 is an average sales price. The shares sold on January 26, 2026 were sold in multiple transactions at prices ranging from $3.30 to $3.34 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Signature
/s/ Jeremy James|2026-01-27

Documents

1 file
  • 4
    ownership.xmlPrimary

    4