I Financial Ventures Group LLC 4
4 · Nano Nuclear Energy Inc. · Filed Jan 30, 2026
Research Summary
AI-generated summary of this filing
Nano Nuclear (NNE) I Financial Ventures (10% Owner) Sells Shares
What Happened
I Financial Ventures Group LLC (the record holder and a reported 10% owner) exercised a total of 500,000 options at $1.50 per share (cost ≈ $750k) on Jan 28–29, 2026 and sold 888,000 shares of Nano Nuclear Energy Inc. (NNE) in open‑market/private transactions for aggregate proceeds of about $30.03 million. The filing shows the option instruments were terminated (reported as derivative dispositions at $0.00) when converted to common stock and the resulting shares (and additional existing shares) were sold shortly thereafter.
Key Details
- Transaction dates: January 28–29, 2026; Form 4 filed January 30, 2026 (appears timely).
- Options exercised: 500,000 shares at $1.50 each (total exercise cost ≈ $750k). (Footnotes F1, F9)
- Shares sold: 888,000 shares for total gross proceeds ≈ $30,033,602. Sales executed in multiple trades at weighted-average prices reported by block (examples: $33.83, $34.42, $35.25, $30.76, $31.81, $32.84, $33.74). Footnotes F2–F8, F10–F13 describe intraday price ranges and multiple-trade executions.
- Plan/authority: Transactions were effected under a Rule 10b5-1 trading plan adopted by the reporting person through I Financial in September 2025 and executed in I Financial’s account (F5, F1, F9).
- Reporting status/role: The reporting person is the sole shareholder and director of I Financial Ventures Group LLC and may be deemed the beneficial owner of the securities held by I Financial. The filing does not state the post-transaction beneficial share total.
Context
This was an exercise of vested options followed by immediate/open‑market sales — effectively a cashless outcome (exercised options funded at $1.50 and then shares sold). Because the trades were done under a pre-established 10b5-1 plan and the filer is a 10% owner via an LLC, these sales are generally routine disposition activity rather than a direct signal of insider sentiment. The footnotes indicate many sales were executed in multiple trades across intraday price ranges; the filer offers to provide full trade-by-trade details on request.
Insider Transaction Report
Form 4
I Financial Ventures Group LLC
10% Owner
Transactions
- Exercise/Conversion
Common Stock
[F1]2026-01-28$1.50/sh+179,965$269,948→ 9,291,965 total - Sale
Common Stock
[F1][F2]2026-01-28$33.83/sh−179,965$6,087,640→ 9,112,000 total - Exercise/Conversion
Common Stock
[F1]2026-01-28$1.50/sh+196,474$294,711→ 9,308,474 total - Sale
Common Stock
[F1][F3]2026-01-28$34.42/sh−196,474$6,763,264→ 9,112,000 total - Exercise/Conversion
Common Stock
[F1]2026-01-28$1.50/sh+2,222$3,333→ 9,114,222 total - Sale
Common Stock
[F1][F4]2026-01-28$35.25/sh−2,222$78,326→ 9,112,000 total - Sale
Common Stock
[F5][F6]2026-01-28$33.83/sh−184,403$6,237,763→ 8,927,597 total - Sale
Common Stock
[F5][F7]2026-01-28$34.42/sh−201,320$6,930,079→ 8,726,277 total - Sale
Common Stock
[F5][F8]2026-01-28$35.25/sh−2,277$80,264→ 8,724,000 total - Exercise/Conversion
Common Stock
[F9]2026-01-29$1.50/sh+19,584$29,376→ 8,743,584 total - Sale
Common Stock
[F9][F10]2026-01-29$30.76/sh−19,584$602,449→ 8,724,000 total - Exercise/Conversion
Common Stock
[F9]2026-01-29$1.50/sh+87,680$131,520→ 8,811,680 total - Sale
Common Stock
[F9][F11]2026-01-29$31.81/sh−87,680$2,788,838→ 8,724,000 total - Exercise/Conversion
Common Stock
[F9]2026-01-29$1.50/sh+10,975$16,463→ 8,734,975 total - Sale
Common Stock
[F9][F12]2026-01-29$32.84/sh−10,975$360,383→ 8,724,000 total - Exercise/Conversion
Common Stock
[F9]2026-01-29$1.50/sh+3,100$4,650→ 8,727,100 total - Sale
Common Stock
[F9][F13]2026-01-29$33.74/sh−3,100$104,596→ 8,724,000 total - Exercise/Conversion
Stock Options
[F1]2026-01-28−378,661→ 321,339 totalExercise: $1.50→ Common Stock (378,661 underlying) - Exercise/Conversion
Stock Options
[F9]2026-01-29−121,339→ 200,000 totalExercise: $1.50→ Common Stock (378,661 underlying)
Footnotes (13)
- [F1]Represents the number of shares of common stock issued upon exercise of certain options originally granted to the reporting person at the exercise price of $1.50 per share, which were fully vested and exercisable on February 10, 2023, with expiry on February 10, 2026. On January 28, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial.
- [F10]This transaction was executed in multiple trades during the day at prices ranging from $30.2500 to $31.2400. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F11]This transaction was executed in multiple trades during the day at prices ranging from $31.2600 to $32.2400. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F12]This transaction was executed in multiple trades during the day at prices ranging from $32.3300 to $33.3100. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F13]This transaction was executed in multiple trades during the day at prices ranging from $33.3300 to $34.0000. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F2]This transaction was executed in multiple trades during the day at prices ranging from $33.1000 to $34.0950. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F3]This transaction was executed in multiple trades during the day at prices ranging from $34.1000 to $34.9600. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F4]This transaction was executed at a price of $35.2500. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F5]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial.
- [F6]This transaction was executed in multiple trades during the day at prices ranging from $33.1000 to $34.0950. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F7]This transaction was executed in multiple trades during the day at prices ranging from $34.1000 to $34.9600. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F8]This transaction was executed at a price of $35.2500. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- [F9]Represents the number of shares of common stock issued upon exercise of certain options originally granted to the reporting person at the exercise price of $1.50 per share, which were fully vested and exercisable on February 10, 2023, with expiry on February 10, 2026. On January 29, 2026, such options were exercised. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial.
Signature
/s/ Jiang Yu, Sole Shareholder and Director of I Financial Ventures Group LLC|2026-01-30