James Jeremy William 4

What Happened

• James Jeremy William, Chief Financial Officer of MDB Capital Holdings, LLC (MDBH), was granted 10,000 shares on Feb 9, 2026 at $3.20 per share (total reported value $32,000) and on the same date converted/exercised 10,000 derivative securities into 10,000 common shares (exercise price reported as $0.00, value $0). Both transactions are acquisitions (an award/grant and an option/derivative exercise); no sale of shares is reported in this Form 4.

Key Details

• Transaction date: 2026-02-09 (reported on Form 4 filed 2026-02-12)
• Award: 10,000 shares @ $3.20 = $32,000 reported value
• Derivative exercise: 10,000 shares @ $0.00 = $0 reported value (conversion/exercise of a derivative)
• Shares owned after the transactions: not specified in the summary provided here (see the full Form 4 for post-transaction holdings)
• No footnotes (e.g., 10b5-1 plan or tax withholding) were provided in the summary data; check the filing for details

Context

• The filing shows an option/derivative exercise (code M) and an award (code A). The $0.00 exercise price is what the Form 4 reports—this can reflect the specific terms of the derivative but the filing does not explain mechanics (e.g., whether cash was exchanged or the exercise was stock-settled). No immediate sale of the newly acquired shares is reported on this Form 4; consult subsequent filings for any disposition.