SYNTEC OPTICS HOLDINGS, INC.·4

Feb 23, 11:45 AM ET

Rosenthal Brent D 4

4 · SYNTEC OPTICS HOLDINGS, INC. · Filed Feb 23, 2026

Research Summary

AI-generated summary of this filing

Updated

Syntec Optics (OPTX) Director Brent Rosenthal Receives Award

What Happened Brent D. Rosenthal, a director of Syntec Optics Holdings, Inc. (OPTX), received 24,646 shares on 2026-02-20 through the settlement of restricted stock units (RSUs). The filing lists an attributable value of $4.06 per share, implying an approximate aggregate value of $100,063. This was an award/settlement (not an open-market purchase or sale).

Key Details

  • Transaction date: 2026-02-20 (Form 4 filed 2026-02-23).
  • Security: 24,646 shares issued/settled as RSUs; price/reference $4.06 per share; total ≈ $100,063.
  • Ownership reported after transaction: 25,000 common shares and 101,966 RSUs (per filing footnote).
  • Footnotes: RSUs fully vested; each RSU represents the right to one Class A common share at $4.06; shares were delivered to the transfer agent and remain subject to transfer restrictions and the company’s trading policy.
  • Transaction type: Award/settlement of derivative units (not a market buy or sale).

Context RSU settlements are a common form of director compensation and reflect vesting rather than a discretionary buy or sell. Because these were vested RSUs converted to shares and are subject to transfer/trading restrictions, they should be interpreted as compensation-related, not necessarily as a direct signal about the director’s view of the stock.

Insider Transaction Report

Form 4
Period: 2026-01-20
Transactions
  • Award

    Restricted Stock Units

    [F1][F2]
    2026-02-20+24,646101,966 total
    CLA (24,646 underlying)
Footnotes (2)
  • [F1]Each Restricted Stock Unit represents a contingent right to receive one Syntec Optics Holdings, Inc. Class A common share at $4.06. Fully vested. The shares provided to the transfer agent; subject to restrictions on transfer and trading policy.
  • [F2]Total ownership includes 25,000 shares and 101,966 RSUs.
Signature
/s/ Rosenthal Brent D|2026-02-23

Documents

1 file
  • 4
    ownership.xmlPrimary

    4