KUSTOM ENTERTAINMENT, INC.·4/A

Mar 2, 5:49 PM ET

Ross Stanton E 4/A

4/A · KUSTOM ENTERTAINMENT, INC. · Filed Mar 2, 2026

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Kustom Entertainment (KUST) Chairman & CEO Ross Stanton Receives Award

What Happened Ross Stanton, Chairman, CEO & President of Kustom Entertainment (ticker: KUST), received an award of stock options on January 22, 2026. The grant covers options to acquire 58,333 shares of common stock with an exercise price of $2.04 per share (the Nasdaq closing price on 1/22/2026). The options are a derivative instrument (transaction code A) and do not represent immediate stock ownership or sale.

Key Details

  • Transaction date: January 22, 2026; Form 4 filed (amended) March 2, 2026 — more than 2 business days after the transaction, so the filing is late under Form 4 timing rules. This filing is an amendment correcting Table II from the original Form 4.
  • Award: Options to acquire 58,333 shares; exercise price $2.04 per share (equal to the closing price on grant date).
  • Vesting: 100% of the options vest on January 22, 2027, contingent on the reporting person remaining an officer on that date.
  • Footnote: Share counts reflect a reverse stock split that occurred January 8, 2026.
  • Shares owned after the transaction: not reported in this Form 4.

Context This was an option grant (award) rather than an open‑market purchase or sale. Because the exercise price equals the market close on the grant date, there is no immediate in‑the‑money intrinsic value at grant. The options vest in one year if Stanton remains an officer, so the award's economic value depends on future stock performance and continued service. The amended, late filing affects transparency but does not change the nature of the grant disclosed.

Insider Transaction Report

Form 4/AAmended
Period: 2026-01-22
Ross Stanton E
DirectorChairman, CEO & President
Transactions
  • Award

    Employee Stock Option (Right to Buy)

    [F1][F2]
    2026-01-22+58,33358,333 total
    Exercise: $2.04From: 2027-01-22Common Stock (58,333 underlying)
Footnotes (2)
  • [F1]Reflects reverse stock split, which occurred on January 8, 2026.
  • [F2]On January 22, 2026, the Board of Directors awarded the Reporting Person the options to acquire 58,333 shares of common stock, effective as of January 22, 2026, under its 2022 Stock Option and Restricted Stock Plan. The exercise price on such options to acquire common stock granted will be $2.04 per share, the closing price of the Common Stock on the Nasdaq Capital Market on January 22, 2026, and 100% of the options awarded will vest on January 22, 2027, contingent upon the Reporting Person remaining an officer on such date.
Signature
/s/ Stanton E. Ross|2026-03-02

Documents

1 file
  • 4
    ownership.xml

    4/A