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FinVolution Group·4

Apr 10, 7:23 AM ET

Li Tiezheng 4

4 · FinVolution Group · Filed Apr 10, 2026

Research Summary

AI-generated summary of this filing

Updated

FinVolution (FINV) CEO Li Tiezheng Receives RSU Award

What Happened Li Tiezheng, Chief Executive Officer of FinVolution Group (FINV), had RSUs vest and receive a new RSU award in early April 2026. On April 8, 2026, 102,825 RSUs vested and were converted to ADS (acquired at $0.00). To cover tax withholding tied to that vesting, 48,195 ADS were sold on April 9, 2026 at $1.01 per ADS for proceeds of $48,677 (sell-to-cover). On April 10, 2026 he was granted an additional 1,286,150 RSUs (acquired at $0.00). Net new RSUs/awards received across these filings total 1,388,975 ADS-equivalents.

Key Details

  • Transaction dates and amounts:
    • 2026-04-08: 102,825 RSUs vested → 102,825 ADS acquired (reported $0.00).
    • 2026-04-09: 48,195 ADS sold to cover taxes @ $1.01 = $48,677 (sell-to-cover).
    • 2026-04-10: 1,286,150 RSUs granted → 1,286,150 ADS acquired (reported $0.00).
  • Footnotes of note:
    • F1: The reported securities are American depositary shares (ADS); each ADS represents five Class A ordinary shares.
    • F2/F5/F6: RSUs vested April 8, 2026; each RSU represents a right to one Class A ordinary share; the RSUs have no expiration.
    • F3: The April 9 sale was a "sell-to-cover" to satisfy tax withholding on RSU vesting.
    • F4: Some holdings are through Happyariel Holding Limited, a vehicle beneficially owned/controlled by Mr. Li.
  • Shares owned after the transactions: not stated in the provided filing excerpt.
  • Filing timeliness: Form filed on 2026-04-10 for transactions occurring 4/8–4/10; appears timely.

Context

  • These transactions are compensation-related (RSU vesting and a new RSU grant). The April 9 sale was a routine sell-to-cover to pay taxes rather than an open-market sell expressing a view on the stock. Awards/RSU grants indicate compensation, not necessarily a purchase signal of personal bullishness.

Insider Transaction Report

Form 4
Period: 2026-04-10
FinVolution GroupFINV
Li Tiezheng
DirectorChief Executive Officer
Transactions
  • Exercise/Conversion

    Class A Ordinary Shares

    [F1][F2]
    2026-04-08+102,825→ 4,296,565 total
  • Tax Payment

    Class A Ordinary Shares

    [F1][F3]
    2026-04-09$1.01/sh−48,195$48,677→ 4,248,370 total
  • Award

    Restricted Share Units

    [F5][F6]
    2026-04-08+102,825→ 1,388,975 total
    → Class A ordinary shares (102,825 underlying)
  • Exercise/Conversion

    Restricted Share Units

    [F5][F6]
    2026-04-08−102,825→ 1,286,150 total
    → Class A ordinary shares (102,825 underlying)
  • Award

    Stock Option (right to buy)

    2026-04-10+1,286,150→ 2,572,300 total
    Exercise: $0.79From: 2026-04-10Exp: 2028-04-09→ Class A ordinary shares (1,286,150 underlying)
Holdings

  • Class A Ordinary Shares

    [F1][F4]
    (indirect: Happyariel Holding Limited)
    7,719,350
Footnotes (6)
  • [F1]The Class A ordinary shares are held in the form of American depositary shares. Each American depositary share represents five Class A ordinary shares.
  • [F2]Represents Class A ordinary shares acquired upon the vesting of restricted share units (RSUs) on April 8, 2026.
  • [F3]The shares were sold in a "sell-to-cover" transaction to cover tax withholding obligations in connection with the vesting and settlement of the RSUs.
  • [F4]Happyariel Holding Limited is beneficially owned by Mr. Tiezheng Li through a trust, of which Mr. Tiezheng Li is the settlor and Mr. Tiezheng Li and his family members are the beneficiaries. Mr. Tiezheng Li is the sole director of Happyariel Holding Limited.
  • [F5]Each RSU represents a contingent right to receive, when vested, one Class A ordinary share.
  • [F6]The RSUs vested on April 8, 2026 and have no expiration date.
Signature
/s/ Tiezheng Li|2026-04-10

Documents

1 file
  • 4
    ownership.xmlPrimary

    4