PetVivo Holdings, Inc. 8-K

What Happened

• PetVivo Holdings, Inc. filed an 8-K reporting completion of a $1,000,000 private equity financing under a Subscription Agreement dated March 13, 2026. The company received a $600,000 final installment on April 15, 2026 (it had previously received $400,000 on March 13, 2026).
• In the Offering the company issued 1,250,000 Units at $0.80 per Unit (totaling $1,000,000). Each Unit consists of one share of restricted common stock and one Warrant to purchase one share. Of those Units, 750,000 Units were issued with the $600,000 installment received April 15, 2026.

Key Details

• Total proceeds raised in the Offering: $1,000,000 (received in two installments: $400,000 on March 13, 2026; $600,000 on April 15, 2026).
• Units issued: 1,250,000 Units at $0.80 per Unit; 750,000 Units issued on April 15, 2026.
• Warrants: each Warrant exercisable immediately, $1.10 exercise price, expire three years from issuance; shares and warrants issued as “restricted securities.”
• Investor option: purchaser was granted an option to buy up to an additional $1,500,000 (up to 1,875,000 additional Units) on substantially the same terms, which the company expects may be exercised on or before June 15, 2026.
• Securities issued pursuant to an exemption from registration under Section 4(a)(2) and Regulation D; investor represented it is an accredited investor. The form of the Subscription Agreement is filed as Exhibit 10.1.

Why It Matters

• The financing provides PetVivo with $1.0M in capital received to date, improving near-term liquidity.
• The issuance of restricted shares and warrants increases equity on the books and creates potential future dilution if warrants are exercised or if the additional $1.5M option is exercised.
• Investors should note the terms: warrants exercisable immediately at $1.10 and the planned potential follow-on investment window through mid‑June 2026.