Klein Mark D 4

What Happened Mark D. Klein, Chairman, CEO, President and a Director of SuRo Capital Corp. (SSSS), made two open-market purchases (transaction code P): 2,500 shares on 2026-04-21 at $13.08 ($32,700) and 2,500 shares on 2026-04-22 at $13.25 ($33,125), for a total of 5,000 shares costing $65,825. These were purchases (buys), not sales or option exercises; the filing does not state Mr. Klein’s motivation.

Key Details

• Transaction dates & prices: Apr 21, 2026 — 2,500 shares @ $13.08 ($32,700); Apr 22, 2026 — 2,500 shares @ $13.25 ($33,125).
• Total acquired: 5,000 shares for $65,825.
• Shares owned after transaction: the Form 4 did not list a specific total following these purchases; the filing’s footnote clarifies components of beneficial ownership (see below).
• Footnote (F1): the filing notes beneficial ownership includes (i) 811,646 shares held by Mr. Klein’s spouse (which may be deemed beneficially owned), (ii) restricted shares granted under the 2019 Equity Incentive Plan on 12/15/2023, 12/10/2024 and 05/16/2025 (subject to vesting), and (iii) restricted shares granted under the Second Amended and Restated 2019 Plan on 11/21/2025 (subject to vesting).
• Filing timeliness: transaction dates were Apr 21–22 and the Form 4 was filed Apr 22, 2026 — the filing appears to have been submitted promptly.

Context

• These were straightforward open-market purchases — not option exercises, grants, or gifts — so no immediate sale or cashless exercise occurred.
• Purchases by executives can be instructive to investors but do not disclose the insider’s reason; treat as one data point among other fundamentals and market information.