ALDRICH DAVID J 4

What Happened

• David J. Aldrich, a director of MOBIX LABS, was reported as receiving awards (RSUs) totaling 19,805 shares: 14,805 shares on Feb 25, 2026 and 5,000 shares on Mar 30, 2026. The reported acquisition price for these awards is $0.00 (i.e., they were granted, not purchased). Footnote F1 states the RSUs granted on Feb 25 vested on April 1, 2026. The filing’s share counts have been adjusted for a 1-for-10 reverse stock split effective April 6, 2026.

Key Details

• Transaction dates and price: Feb 25, 2026 — 14,805 award shares @ $0.00; Mar 30, 2026 — 5,000 award shares @ $0.00.
• Shares owned after transaction: not specified in the excerpt provided (the filing itself may show post-transaction beneficial ownership).
• Notable footnotes:
  • F1: RSUs granted Feb 25 vested Apr 1, 2026.
  • F2: All reported share amounts were adjusted for a 1-for-10 reverse split effective Apr 6, 2026.
  • F3: Notes that certain options are fully vested and exercisable (filing adjustments reflect the reverse split).
• Filing timeliness: Form 4 was filed May 4, 2026 for transactions in Feb–Mar 2026. This is later than the standard 2-business-day reporting window for Form 4s, so the filing appears late.

Context

• RSUs are awards that typically convert into shares when they vest; these entries reflect grants/awards, not open-market purchases or sales. The reported $0 price reflects grant terms — the economic value to Aldrich depends on MOBX’s share price when the RSUs vested/converted and whether any shares were subsequently sold (no sales are reported here).
• The reverse split on Apr 6 adjusted reported counts and option exercise prices in the filing; check the full Form 4 for post-vest share counts and any subsequent transactions.