Smalling Ralph 4
4 · GENELUX Corp · Filed May 12, 2026
Research Summary
AI-generated summary of this filing
GENELUX (GNLX) Head of Regulatory Ralph Smalling Sells 270 Shares
What Happened
Ralph Smalling, Head of Regulatory at GENELUX (GNLX), sold 270 shares on 2026-05-11 in an open-market/private sale, generating roughly $804 in proceeds. The weighted average sale price was $2.9796 (range $2.97–$2.98). This sale was reported on Form 4 filed 2026-05-12.
Key Details
- Transaction date: 2026-05-11; filing date: 2026-05-12 (appears timely).
- Shares sold: 270; weighted average price: $2.9796; price range: $2.97–$2.98; gross proceeds ≈ $804.
- Shares owned after transaction: not disclosed in the provided filing details.
- Footnote F1: Sale was to cover estimated taxes related to the vesting of restricted stock units (tax-withholding).
- Footnote F2: Confirms the weighted average and price range; full per-price breakdown available upon request.
Context
Sales to cover tax withholding for vested RSUs are common and typically administrative (not necessarily a signal of a change in insider sentiment). This transaction was a disposal (S) tied to tax obligations rather than a new investment decision.
Insider Transaction Report
Form 4
GENELUX CorpGNLX
Smalling Ralph
Head of Regulatory
Transactions
- Sale
Common Stock
[F1][F2]2026-05-11$2.98/sh−270$804→ 67,803 total
Footnotes (2)
- [F1]Represents shares sold by the Reporting Person to cover estimated taxes to be paid by the Reporting Person in connection with the vesting of restricted stock units.
- [F2]The weighted average sale price for the transaction reported was $2.9796, and the range of prices were between $2.97 and $2.98. Upon request by the SEC staff, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Signature
/s/ Thomas Zindrick, J.D., Attorney-in-Fact|2026-05-12