Walters-Hoffert Lisa 4

What Happened

• Lisa Walters‑Hoffert, a director of Flux Power Holdings, reported a 50,000‑share RSU grant (awarded 05/28/2025) that vested and converted into 50,000 shares of common stock on 05/28/2026. The Form 4 shows an acquisition (conversion) of 50,000 shares upon vesting and a simultaneous disposition of 50,000 shares on 05/28/2026. No dollar prices or total values are provided in the filing (prices listed as N/A).

Key Details

• Grant date (A): 05/28/2025 — 50,000 RSUs granted (Footnote F1).
• Vesting/conversion (M): 05/28/2026 — 50,000 RSUs converted into 50,000 common shares (Acquired; price N/A).
• Disposition (M): 05/28/2026 — 50,000 shares reported as disposed (price N/A); filing does not specify the reason for the disposition.
• Shares owned after transaction: Not specified in the filing.
• Filing notes: Footnote F1 explains RSUs converted 1:1 to common stock at vesting. Footnote F2 states the original RSU grant was not previously reported due to an administrative error.
• Timeliness: The grant (05/28/2025) was previously unreported; the Form 4 filed 06/01/2026 discloses the late reporting.

Context

• RSU vesting is a non‑buy transaction that converts restricted stock units into actual shares; such conversions are routine compensation events and do not necessarily indicate personal buying or selling intent. The simultaneous disposition could reflect tax withholding, a sale, or another administrative action, but the filing does not state the reason. The key takeaway for investors is that this report documents compensation vesting and an associated disposition, and also corrects a prior reporting oversight.