Nano Nuclear Energy Inc.·4

Jun 5, 5:29 PM ET

I Financial Ventures Group LLC 4

4 · Nano Nuclear Energy Inc. · Filed Jun 5, 2026

Research Summary

AI-generated summary of this filing

Updated

Nano Nuclear (NNE) 10% Owner I Financial Sells Shares (~$18.7M)

What Happened

  • I Financial Ventures Group LLC (reported as a 10% owner) executed multiple open-market sales of common stock in Nano Nuclear Energy Inc. on June 3, 2026, selling a total of 700,000 shares across several blocks for aggregate proceeds of approximately $18,674,131.
    • Notable sale blocks reported: 312,553 shares @ $26.30 ($8,219,738); 168,626 @ $27.16 ($4,580,169); 125,021 @ $26.30 ($3,287,890); 67,451 @ $27.16 ($1,832,084); plus several smaller blocks and intra-day trades at higher prices (see footnotes for ranges).
  • The filing also shows an exercise/conversion of derivative securities: 200,000 shares were acquired via option exercise at $3.00 per share (cash paid $600,000). The report also lists a derivative disposition of 200,000 at $0 (see filing footnotes for details on treatment).
  • These transactions are primarily sales (routine liquidity) combined with an option exercise; purchases (the option exercise) are factual but do not necessarily indicate bullish intent.

Key Details

  • Transaction date: June 3, 2026; Form 4 filed June 5, 2026 (appears timely).
  • Total open-market sales: 700,000 shares for ~ $18.67M; option exercise: 200,000 shares for $600,000.
  • Prices: multiple trades with weighted-average amounts reported; intra-day trade price ranges are noted in footnotes (approx. $25.70–$29.91 depending on the block).
  • Footnotes: F1 notes at least one sale was under a Rule 10b5-1 trading plan adopted Sept 2025; other footnotes disclose that several transactions were executed in multiple trades and give per-trade price ranges. F2 explains the exercised options were originally granted to I Financial and were vested and exercisable (exercise date June 3, 2026).
  • Shares owned after the transactions: not specified in the summary data provided in this excerpt of the filing.
  • Reporting status: I Financial is the record holder; the individual reporting person is the sole shareholder/director of I Financial (i.e., institutional/10% owner reporting through an entity).

Context

  • For the option exercise: the filing records payment of $3.00 per share to acquire 200,000 shares. The filing does not explicitly state whether those newly acquired shares were immediately sold to cover exercise costs or taxes (no explicit “cashless exercise” language provided).
  • Because the reporting holder is a 10% owner entity (I Financial) rather than an operating-company officer, this filing reflects institutional/major-holder activity rather than direct insider executive trading.
  • Footnote details and intra-day trade breakdowns are available on request per the filing (the reporting person offers to provide full information on number of shares and prices upon request).

Insider Transaction Report

Form 4
Period: 2026-06-03
Transactions
  • Sale

    Common Stock

    [F1][F3]
    2026-06-03$26.30/sh312,553$8,219,7388,411,447 total
  • Sale

    Common Stock

    [F1][F4]
    2026-06-03$27.16/sh168,626$4,580,1698,242,821 total
  • Sale

    Common Stock

    [F1][F5]
    2026-06-03$27.83/sh10,035$279,3018,232,786 total
  • Sale

    Common Stock

    [F1][F6]
    2026-06-03$28.98/sh3,571$103,4788,229,215 total
  • Sale

    Common Stock

    [F1][F7]
    2026-06-03$29.91/sh5,215$155,9818,224,000 total
  • Exercise/Conversion

    Common Stock

    [F2]
    2026-06-03$3.00/sh+200,000$600,0008,424,000 total
  • Sale

    Common Stock

    [F1][F8]
    2026-06-03$26.30/sh125,021$3,287,8908,298,979 total
  • Sale

    Common Stock

    [F1][F9]
    2026-06-03$27.16/sh67,451$1,832,0848,231,528 total
  • Sale

    Common Stock

    [F1][F10]
    2026-06-03$27.83/sh4,014$111,7208,227,514 total
  • Sale

    Common Stock

    [F1][F11]
    2026-06-03$28.98/sh1,429$41,4088,226,085 total
  • Sale

    Common Stock

    [F1][F12]
    2026-06-03$29.91/sh2,085$62,3628,224,000 total
  • Exercise/Conversion

    Stock Options

    [F2]
    2026-06-03200,0000 total
    Exercise: $3.00Common Stock (200,000 underlying)
Footnotes (12)
  • [F1]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person through I Financial, in September 2025, and was executed in the account of I Financial.
  • [F10]This transaction was executed in multiple trades during the day at prices ranging from $27.7200 to $28.3500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F11]This transaction was executed in multiple trades during the day at prices ranging from $28.7700 to $29.0500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F12]This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F2]Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person through I Financial (as defined below) at the exercise price of $3 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised. The reporting person is the sole shareholder and director of I Financial Ventures Group LLC ("I Financial"), a limited liability company incorporated under the laws of Delaware, which is the record holder of the securities reported herein. The reporting person, as such, has investment control over the securities of the issuer held by I Financial and may be deemed the beneficial owner of such securities.
  • [F3]This transaction was executed in multiple trades during the day at prices ranging from $25.7000 to $26.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F4]This transaction was executed in multiple trades during the day at prices ranging from $26.7000 to $27.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F5]This transaction was executed in multiple trades during the day at prices ranging from $27.7200 to $28.3500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F6]This transaction was executed in multiple trades during the day at prices ranging from $28.7700 to $29.0500. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F7]This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F8]This transaction was executed in multiple trades during the day at prices ranging from $25.7000 to $26.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F9]This transaction was executed in multiple trades during the day at prices ranging from $26.7000 to $27.6900. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Signature
/s/ Jiang Yu, Sole Shareholder and Director of I Financial Ventures Group LLC|2026-06-05

Documents

1 file
  • 4
    ownership.xmlPrimary

    4