Nano Nuclear Energy Inc.·4

Jun 5, 5:31 PM ET

Garcha Jaisun 4

4 · Nano Nuclear Energy Inc. · Filed Jun 5, 2026

Research Summary

AI-generated summary of this filing

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Nano Nuclear (NNE) CFO Garcha Jaisun Sells Shares After Exercises

What Happened Garcha Jaisun, Chief Financial Officer of Nano Nuclear Energy Inc. (NNE), exercised stock options and had RSUs settle on June 3, 2026, and then sold shares in multiple open‑market trades the same day. Specifically, he exercised 20,000 options at $3.00/share (cost $60,000) and had 17,215 RSU shares vest/settle. He sold 37,215 shares in total in open‑market transactions at reported weighted‑average prices, generating aggregate proceeds of approximately $985,617. These actions are recorded as option exercises (M), RSU settlement (acquisition), and open‑market sales (S).

Key Details

  • Transaction date: June 3, 2026; Form 4 filed June 5, 2026 (timely filing).
  • Option exercise: 20,000 shares exercised at $3.00/share (footnote: options vested/expired June 7, 2026).
  • RSU settlement: 17,215 shares from RSUs (one‑third vested/settled per grant terms; footnote references $29.18 value at grant).
  • Open‑market sales (total sold = 37,215 shares) and reported proceeds by lot:
    • 20,000 shares at $26.08 — $521,660 (multiple trades; prices ranged $25.71–$26.43)
    • 15,223 shares at $26.84 — $408,646 (multiple trades; prices ranged $26.43–$27.40)
    • 1,761 shares at $27.59 — $48,593 (multiple trades; prices ranged $27.43–$27.94)
    • 174 shares at $28.81 — $5,013
    • 57 shares at $29.91 — $1,705
  • Some sales were effected pursuant to a Rule 10b5‑1 trading plan adopted by the reporting person in September 2025 (per filing footnote).
  • The filing does not specify total shares owned by the reporting person after these transactions in the summary provided here — see the full Form 4 for post‑transaction holdings.

Context The sequence (option exercise and RSU settlement followed by same‑day open‑market sales) is commonly a cashless result of exercising/options/settlement plus selling shares to cover costs or diversify; filing notes show exercises and RSU settlement rather than a direct cash purchase. Several sales were executed in multiple trades at different prices (weighted averages reported). The filing appears timely (filed within two business days of the transaction). For exact post‑transaction ownership and the full footnote details, consult the complete Form 4 (accession 0001493152-26-027552).

Insider Transaction Report

Form 4
Period: 2026-06-03
Garcha Jaisun
Chief Financial Officer
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2026-06-03$3.00/sh+20,000$60,000365,000 total
  • Sale

    Common Stock

    [F3][F4]
    2026-06-03$26.08/sh20,000$521,660345,000 total
  • Exercise/Conversion

    Common Stock

    [F2]
    2026-06-03+17,215362,215 total
  • Sale

    Common Stock

    [F3][F5]
    2026-06-03$26.84/sh15,223$408,646346,992 total
  • Sale

    Common Stock

    [F3][F6]
    2026-06-03$27.59/sh1,761$48,593345,231 total
  • Sale

    Common Stock

    [F3][F7]
    2026-06-03$28.81/sh174$5,013345,057 total
  • Sale

    Common Stock

    [F3][F8]
    2026-06-03$29.91/sh57$1,705345,000 total
  • Exercise/Conversion

    Stock Options

    [F1]
    2026-06-0320,000150,000 total
    Exercise: $3.00Common Stock (20,000 underlying)
  • Exercise/Conversion

    Restricted Stock Units

    [F2]
    2026-06-0317,21587,845 total
    Exercise: $0.00Common Stock (17,215 underlying)
Footnotes (8)
  • [F1]Represents shares of common stock issued upon exercise of certain options originally granted to the reporting person at the exercise price of $3.00 per share, which were fully vested and exercisable on June 7, 2023, with expiry on June 7, 2026. On June 3, 2026, such options were exercised.
  • [F2]Represents shares of common stock issued upon the settlement of certain Restricted Stock Units ("RSUs") granted on June 3, 2025 under the Issuer's 2025 Equity Incentive Plan based on a value per share of $29.18, the closing price of the Issuer's common stock as reported on The Nasdaq Capital Market on June 3, 2025. On June 3, 2026, one third (1/3) of such RSUs were vested and settled.
  • [F3]This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in September 2025.
  • [F4]This transaction was executed in multiple trades during the day at prices ranging from $25.7100 to $26.4300. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F5]This transaction was executed in multiple trades during the day at prices ranging from $26.4300 to $27.4000. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F6]This transaction was executed in multiple trades during the day at prices ranging from $27.4300 to $27.9400. The weighted-average price is reported above. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F7]This transaction was executed at a price of $28.8100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  • [F8]This transaction was executed at a price of $29.9100. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
Signature
/s/ Jaisun Garcha|2026-06-05

Documents

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    ownership.xmlPrimary

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