SURO CAPITAL CORP.·4

Jun 12, 6:48 PM ET

Potter Leonard 4

4 · SURO CAPITAL CORP. · Filed Jun 12, 2026

Research Summary

AI-generated summary of this filing

Updated

SuRo Capital (SSSS) Director Leonard Potter Receives Award

What Happened

  • Leonard Potter, a director of SuRo Capital Corp. (SSSS), was granted 3,536 restricted common shares on June 10, 2026. The shares were awarded at $0.00 (transaction recorded as an award/grant), so no cash was paid by the insider.

Key Details

  • Transaction date: 2026-06-10; Form 4 filed: 2026-06-12 (filed timely within the standard two business days).
  • Transaction type: Award/Grant (transaction code A). Acquisition price shown: $0.00; total reported consideration: $0.
  • Vesting: These are restricted shares under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan. They vest in full on the earlier of (i) the first anniversary of the award (June 10, 2027) or (ii) SuRo’s annual meeting of stockholders closest to that anniversary.
  • Accelerated vesting: The board may, in its sole discretion, accelerate vesting in connection with approval of the company’s externalization by stockholders (per footnote).
  • Shares owned after the transaction: Not specified in the filing.

Context

  • This was an equity award (not a purchase or sale). Awards of restricted shares are common for directors and are typically compensation-related; they do not necessarily indicate a personal buy/sell decision. The shares are subject to time- or event-based vesting, so they are not immediately tradable unless the company’s plan or board action accelerates vesting.

Insider Transaction Report

Form 4
Period: 2026-06-10
Transactions
  • Award

    Common Stock

    [F1]
    2026-06-10+3,536105,815 total
Footnotes (1)
  • [F1]Relates to restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which are scheduled to vest in full on the earlier of (i) the first anniversary of the award date (with such first anniversary being June 10, 2027) and (ii) the date of SuRo Capital Corp.'s annual meeting of stockholders that is closest to the first anniversary of the award date. In connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company may, in its sole discretion, accelerate the vesting of these shares.
Signature
/s/ Leonard Potter|2026-06-12

Documents

1 file
  • 4
    ownership.xmlPrimary

    4