Goerner Frederick C 4
4 · MOBIX LABS, INC · Filed Jul 2, 2026
Research Summary
AI-generated summary of this filing
MOBIX LABS Director Frederick Goerner Receives 13,660-Share Award
What Happened
Director Frederick C. Goerner received a grant of 13,660 restricted stock units (RSUs) on June 30, 2026, reported as acquired at $0.00 per share. According to the filing, these RSUs vested on July 1, 2026 and therefore converted into shares (no cash was paid by the reporting person).
Key Details
- Transaction date: June 30, 2026 (RSUs granted); vesting date: July 1, 2026.
- Transaction type/code: Award/Grant (A). Reported acquisition price: $0.00; total reported cash value: $0.
- Shares owned after transaction: not specified in the filing.
- Filing date: July 2, 2026 — filed within the typical two-business-day window (appears timely).
- Other footnotes in the filing note that certain options are fully vested and that some Class B shares are convertible into Class A shares under specified conditions (see footnotes F2 and F3).
Context
RSU grants are a form of compensation and do not necessarily signal a stock purchase decision; the RSUs vested the next day, meaning they became shares subject to any conversion provisions or holding requirements noted in the filing. The filing also references other equity holdings (vested options and convertible Class B shares), but this specific Form 4 reports only the 13,660-share RSU grant/vesting for Director Goerner.
Insider Transaction Report
- Award
Class A Common Stock
[F1]2026-06-30+13,660→ 185,717 total
- 2,000
Option (Right to Buy)
[F2]Exercise: $41.80Exp: 2030-08-10→ Class A Common Stock (2,000 underlying) - 13,341
Option (Right to Buy)
[F2]Exercise: $68.40Exp: 2032-04-04→ Class A Common Stock (13,341 underlying) - 21,739
Class B Common Stock
[F3]→ Class A Common Stock (21,739 underlying)
Footnotes (3)
- [F1]These Restricted Stock Units were granted to the Reporting Person on June 30, 2026 and vested on July 1, 2026.
- [F2]These options are fully vested and exercisable.
- [F3]The shares of Class B Common Stock are convertible into shares of Class A Common Stock at the option of the Reporting Person, and will be automatically converted upon (i) a transfer by the Reporting Person (other than a permitted transfer) or (ii) the first trading day after the seventh anniversary date of the Closing Date (December 21, 2023).