SHF Holdings: reports preliminary Q3 2026 client deposit information

What happened

• On Oct 6, 2026, SHF Holdings, Inc., d/b/a Safe Harbor, announced preliminary, unaudited deposit information for Q3 ended Sep 30, 2026 in a press release. The press release is furnished as Exhibit 99.1 to the Form 8-K.
• The filing states the preliminary information is based on data available as of the report date, has not been audited or reviewed by the company’s independent registered public accounting firm, and is subject to completion of the company’s normal quarter-end closing and review procedures; final results may differ.

Key details

• The metrics reported are preliminary, unaudited client deposit information for Q3 ended Sep 30, 2026.
• The deposit metrics represent deposits of the company’s clients held at the company’s partner financial institutions; they are not deposits of the company.
• The filing states these metrics are not recorded as assets or liabilities on the company’s consolidated balance sheet and are not a measure of the company’s revenue or financial performance prepared in accordance with U.S. generally accepted accounting principles.

Why it may matter

• Item 2.02 (results of operations and financial condition) was reported; it covers preliminary deposit metrics for the company’s clients held at partner financial institutions and clarifies those metrics are not company deposits or GAAP measures. A filing does not show why the insider traded or why the company acted.