Aether Holdings: Nasdaq notifies of listing rule noncompliance

What happened

• The filing says that on Oct 12, 2026 the Company received a letter from the Listing Qualifications Department of The Nasdaq Stock Market LLC notifying the Company that, because the Company had not held an annual meeting of shareholders within 12 months after the end of its fiscal year ended Sep 30, 2025, the Company no longer complies with Nasdaq Listing Rule 5620(a).
• The filing says the Notice has no immediate effect on the listing or trading of the Company’s common stock on Nasdaq.

Key details

• The Company has 45 calendar days, or until Nov 27, 2026, to submit a plan to regain compliance under Nasdaq Listing Rule 5810(c)(2)(G).
• If Nasdaq accepts the Company’s plan, Nasdaq may grant an exception of up to 180 calendar days from the Company’s Sep 30, 2026 fiscal year end, or until Mar 29, 2027, to regain compliance.
• The filing says the Company intends to submit a compliance plan within the required period and to take the necessary steps to hold an annual meeting of shareholders within the period permitted by Nasdaq, but there is no assurance Nasdaq will accept the plan or that the Company will regain compliance.

Why it may matter

• The filing reports Item 3.01: notice of delisting or failure to satisfy a continued listing rule or standard, specifically noncompliance with Nasdaq Listing Rule 5620(a) for not holding an annual meeting within 12 months of the fiscal year end.
• A filing does not show why the insider traded or why the company acted.