Venu Holding Corp: 10% owner Jay W. Roth received 5,000,000 shares

What happened Jay W. Roth, a 10% owner of Venu Holding Corp, received 5,000,000 shares via a warrant grant on Oct 20, 2026. The filing reports a price of $0.00 per share and an aggregate value of $0.00; the transaction type is listed as a derivative warrant (grant/award).

The filing states the warrant is owned directly by J.W. Roth Holding Corporation (HoldCo) and that Mr. Roth is deemed to have indirect beneficial ownership through his pecuniary interest in HoldCo. The grant was approved by the board of directors of Venu Holding Corp and is reported as exempt from Section 16(b) under Rule 16b-3(d)(1) (footnote F1).

Key details

• Transaction date and price: Oct 20, 2026; $0.00 per share.
• Transaction type: Grant/award of a warrant (derivative).
• Shares acquired: 5,000,000.
• Shares owned after the transaction: not stated in the filing.
• Beneficial ownership: warrant owned by J.W. Roth Holding Corporation; Mr. Roth has indirect beneficial ownership per footnote F1.
• Approval/exemption: grant approved by the board and exempt from Section 16(b) under Rule 16b-3(d)(1) (footnote F1).
• Filing date and timeliness: filed Oct 22, 2026; filing is not marked as late.

Why it may matter

• This was a derivative award (warrant grant), not a market purchase or sale.
• As a 10% owner, the filing reports a large holder position rather than an executive compensation event.

This filing does not show why the insider traded or why the company acted.