ARC Group Securities Acquisition I: notice of noncompliance for warrants below $1,000,000

What happened The filing says the company received a written notice from the Listing Qualifications Department of The Nasdaq Stock Market on Oct 20, 2026 stating the company's aggregate market value of its outstanding warrants was less than $1,000,000 and that the warrants are not in compliance with the Nasdaq Global Market continued listing criteria set forth in Nasdaq Listing Rule 5452(b)(C).
The filing says Nasdaq provided the company 45 calendar days to submit a plan to regain compliance, with the plan due no later than Dec 4, 2026, and that if Nasdaq accepts the plan it may grant up to 180 calendar days from the date of the notice (until Apr 18, 2027) to evidence compliance. The filing says the notice is a notification of deficiency, has no current effect on listing or trading of the warrants or the company's other securities, and that the company intends to submit a plan to regain compliance but can give no assurance it will regain or maintain compliance.

Key details

• Notice received Oct 20, 2026 that aggregate market value of outstanding warrants was less than $1,000,000.
• Company has 45 calendar days to submit a plan, due no later than Dec 4, 2026.
• If Nasdaq accepts the plan, the company may have up to 180 calendar days from Oct 20, 2026 (until Apr 18, 2027) to evidence compliance.
• Notice relates only to the company's warrants and currently does not affect listing or trading of the warrants or the company's other securities.

Why it may matter This item was reported under Item 3.01: notice of delisting or failure to satisfy a continued listing rule or standard, which covers Nasdaq listing deficiencies and the related process for submitting a compliance plan, potential extensions, and appeal rights. A filing does not show why the insider traded or why the company acted.